ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
45
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X European Single Electronic Format X ITMG X Fund Management X Securities and Markets Stakeholder Group X Sustainable finance X Summary of Conclusions X Technical Advice X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/03/2014 2014/312 Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD Technical Advice PDF
330.79 KB
Reasons for publication ESMA is issuing this technical advice in response to the mandate received from the European Commission on 20 December 2013 for advice on the possible content of the delegated act required by Article 67(5) of the AIFMD, concerning the information that EU competent authorities have to provide quarterly to ESMA pursuant to Article 67(3) of the Directive. This information is needed in order to allow ESMA to produce the opinion and the advice required in Article 67(1) of the AIFMD, in relation to the possible extension of the AIFMD passport to non-EU AIFs and non-EU AIFMs. Contents Section II describes the background of the proposal. Section III specifies the timing for the provision of the information to ESMA and lists the information that the competent authorities should provide quarterly to ESMA. The list of information is divided into three parts: the first refers to the information about the functioning of the passport for EU AIFMs; the second deals with the functioning of the national private placement regime for non-EU AIFs and non-EU AIFMs; and the third refers to the issues arising from the functioning of both systems. Finally, Section IV reproduces the mandate for advice issued by the European Commission. Next steps ESMA will cooperate closely with the European Commission in order to facilitate an expeditious adoption of the delegated act required by Article 67(5) of the AIFMD.
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR , Technical Advice PDF
2.8 MB
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB
17/03/2017 ESMA 22-106-143 Summary of conclusions- SMSG meeting 9 February 2017 Summary of Conclusions PDF
203.3 KB
27/08/2018 ESMA22-106-1137 Summary of conclusions- SMSG meeting 25 May 2018 Summary of Conclusions PDF
205.06 KB
27/08/2018 ESMA22-106-1098 Summary of conclusions- BoS and SMSG meeting 24 May 2018 Summary of Conclusions PDF
212.42 KB
03/01/2019 ESMA22-106-1606 Summary of Conclusions SMSG meeting 8-9 November 2018 Summary of Conclusions PDF
186.81 KB
16/01/2018 ESMA22-106-787 Summary of Conclusions SMSG meeting 8 November 2017 Summary of Conclusions PDF
197.72 KB
19/03/2018 ESMA22-106-916 Summary of Conclusions SMSG meeting 8 February 2018 Summary of Conclusions PDF
360.17 KB
05/03/2019 ESMA22-106-1654 Summary of Conclusions SMSG meeting 5 February 2019 Summary of Conclusions PDF
315.79 KB
05/07/2017 ESMA22-106-295 Summary of Conclusions SMSG meeting 27 April 2017 Summary of Conclusions PDF
192.82 KB
01/07/2016 2016/SMSG/016 Summary of Conclusions SMSG meeting 26-27 May 2016 Summary of Conclusions PDF
210.12 KB
17/11/2017 ESMA22-106-475 Summary of Conclusions SMSG meeting 21 September 2017 Summary of Conclusions PDF
206.1 KB
14/11/2016 2016/SMSG/018 Summary of Conclusions SMSG meeting 21 September 2016 Summary of Conclusions PDF
204.87 KB
10/09/2019 ESMA22-106-1926 Summary of Conclusions SMSG meeting 12 July 2019 Summary of Conclusions PDF
157.68 KB
25/05/2018 ESMA22-106-1019 Summary of Conclusions SMSG meeting 12 April 2018 Summary of Conclusions PDF
208.57 KB
18/02/2016 2016/SMSG/004 Summary of Conclusions SMSG meeting 11/12/2015 Summary of Conclusions PDF
141.56 KB
17/05/2019 ESMA22-106-1780 Summary of Conclusions SMSG meeting 11 April 2019 Summary of Conclusions PDF
196.44 KB
15/02/2017 ESMA22-247440098-121 Summary of Conclusions SMSG meeting 10-11 November 2016 Summary of Conclusions PDF
267.71 KB
11/05/2016 2016/SMSG/012 Summary of Conclusions SMSG meeting 05/04/2016 Summary of Conclusions PDF
200.68 KB