ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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01/10/2010 | 10-1143 | Tender for the Creation of a Logo and Graphical elements for European Securities and Markets Authority | CESR Archive | CLOSED Procedure | PDF 208.11 KB |
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27/10/2010 | 10-1264 Q&A 1 | Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 1 | CESR Archive | CLOSED Procedure | PDF 57.19 KB |
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27/10/2010 | 10-1264 Q&A 2 | Clarifications and responses to questions concerning the Appel d'offre n 10-1264- part 2 | CESR Archive | CLOSED Procedure | PDF 54.6 KB |
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08/10/2010 | 10-1264a | Règlement de la consultation- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR | CESR Archive | CLOSED Procedure | PDF 443.87 KB |
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08/10/2010 | 10-1264b | CAHIER DES CLAUSES PARTICULIERES- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR | CESR Archive | CLOSED Procedure | PDF 438.62 KB |
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08/10/2010 | 10-1264c | ACTE D’ENGAGEMENT- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR A PARIS | CESR Archive | CLOSED Procedure | PDF 134.85 KB |
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01/10/2010 | 10-320 | Tender for the development, support and maintenance of the website of ESMA | CESR Archive | CLOSED Procedure | ZIP 4.27 MB |
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09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
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20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
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03/06/2013 | 2013-614 | ESMA’s technical advice on short selling regulation | Short Selling | Technical Advice | PDF 2.3 MB |
Final Report 2013/614 ESMA‘s technical advice on the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | |||
24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
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24/04/2014 | 2013/923 | Compliance table- compliance guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.45 KB |
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07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 127.73 KB |
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19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
08/10/2015 | 2015/MB/49 | Summary of Conclusion 23 June 2015 meeting of the Management Board | Management Board | Summary of Conclusions | PDF 153.07 KB |
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30/11/2015 | 2015/MB/60rev | SoC Management Board 23 September 2015 | Management Board | Summary of Conclusions | PDF 64.17 KB |
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16/12/2015 | 2015/MB/69 | SoC 4 November meeting of the Management Board | Management Board | Summary of Conclusions | PDF 63.93 KB |
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05/04/2016 | 2016/MB/18rev1 | Summary of conclusions MB meeting 26/01/2016 | Management Board | Summary of Conclusions | PDF 207.02 KB |
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26/05/2016 | 2016/MB/35rev1 | Summary of conclusions MB meeting 22/03/2016 | Management Board | Summary of Conclusions | PDF 147.69 KB |
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29/01/2016 | 2016/MB/3rev1 | SoC Management Board December 2015 | Management Board | Summary of Conclusions | PDF 159.29 KB |