ESMA LIBRARY
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MiFID - Investor Protection X Benchmarks X Short Selling X MiFID II: Transparency Calculations and DVC X Brexit X Audit X Management Board X IFRS Supervisory Convergence X Risk Analysis & Economics - Markets Infrastructure Investors X Trade Repositories X Annual Report X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 02/09/2020 | ESMA50-165-1287 | ESMA report on trends, risks and vulnerabilities no.2 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.6 MB |
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| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
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| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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| 19/02/2020 | ESMA50-165-1040 | ESMA report on trends, risks and vulnerabilities no.1 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 1.42 MB |
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| 10/09/2019 | ESMA50-165-8 | ESMA report on trends, risks and vulnerabilities no.2 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.31 MB |
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| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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| 28/02/2019 | ESMA50-165-737 | ESMA report on trends, risks and vulnerabilities no. 1 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.24 MB |
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| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
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| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
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| 20/12/2018 | ESMA70-145-1008 | Final report on Guidelines on non-significant benchmarks | Benchmarks | Final Report | PDF 673.72 KB |
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| 06/09/2018 | ESMA 50-165-632 | ESMA report on trends, risks and vulnerabilities 2, 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 3.7 MB |
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| 28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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| 20/03/2018 | ESMA50-165-538 | ESMA report on trends, risks and vulnerabilities 1, 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 3.24 MB |
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| 05/03/2018 | ESMA70-145-386 | Technical Advice on the evaluation of certain elements of the Short Selling Regulation | Short Selling | Final Report | PDF 1.72 MB |
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| 29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
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| 06/11/2017 | ESMA50-165-416 | Report on Trends, Risks and Vulnerabilities No.2 2017- correction | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.89 MB |
ERRATUM - In TRV 2 2017, p.39 table V.3, the values in the last four rows of column five were accidentally misreported. For this reason, ESMA now provides a corrected version, including the corrected values and a footnote pointing to the initial mistake. |