ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
107
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Short Selling filter Short Selling
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Brexit filter Brexit
- (-) Remove Benchmarks filter Benchmarks
- MiFID - Secondary Markets (93) Apply MiFID - Secondary Markets filter
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- Post Trading (32) Apply Post Trading filter
- Market Integrity (31) Apply Market Integrity filter
- Fund Management (24) Apply Fund Management filter
- Market Abuse (10) Apply Market Abuse filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Joint Committee (8) Apply Joint Committee filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Prospectus (4) Apply Prospectus filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Transparency (2) Apply Transparency filter
- Corporate Information (1) Apply Corporate Information filter
- Trade Repositories (1) Apply Trade Repositories filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (101) Apply Guidelines & Recommendations filter
- Reference (97) Apply Reference filter
- Press Release (82) Apply Press Release filter
- Statement (67) Apply Statement filter
- Summary of Conclusions (40) Apply Summary of Conclusions filter
- Consultation Paper (37) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Letter (26) Apply Letter filter
- Speech (26) Apply Speech filter
- Final Report (23) Apply Final Report filter
- Decision (22) Apply Decision filter
- Report (15) Apply Report filter
- Q&A (9) Apply Q&A filter
- Technical Advice (6) Apply Technical Advice filter
- Annual Report (5) Apply Annual Report filter
Your filters
MiFID - Investor Protection X Benchmarks X Short Selling X Brexit X Audit X Management Board X COVID-19 X Compliance table X Technical Standards X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.38 KB |
||||
| 29/04/2020 | ESMA41-137-1300 | ESMAR Article 9a(3) Opinion- BMR NCA | Benchmarks | Opinion | PDF 126.5 KB |
||||
| 29/04/2020 | ESMA41-137-1299 | ESMAR Article 9a(2) Opinion- BMR EC | Benchmarks | Opinion | PDF 130.45 KB |
||||
| 15/04/2020 | ESMA70-155-9845 | Opinion on CNMV emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 302.98 KB |
||||
| 15/04/2020 | ESMA70-155-9848 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 432.15 KB |
||||
| 15/04/2020 | ESMA70-155-9854 | Opinion on AMF emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 304.63 KB |
||||
| 15/04/2020 | ESMA70-155-9833 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 306.36 KB |
||||
| 15/04/2020 | ESMA70-155-9853 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 308.38 KB |
||||
| 08/04/2020 | ESMA35-43-2320 | ESMA opinion under article 43(2) MiFIR (HU_BO) | MiFID - Investor Protection | Opinion | PDF 110.81 KB |
||||
| 08/04/2020 | ESMA35-43-2321 | ESMA opinion under article 43(2) MiFIR (HU_CFD) | MiFID - Investor Protection | Opinion | PDF 113.32 KB |
||||
| 24/03/2020 | ESMA70-155-9604 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 265.61 KB |
||||
| 19/03/2020 | ESMA70-155-9587 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.22 KB |
||||
| 19/03/2020 | ESMA70-155-9590 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.27 KB |
||||
| 18/03/2020 | ESMA70-155-9581 | Opinion on AMF emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 253.85 KB |
||||
| 17/03/2020 | ESMA70-155-9565 | Opinion on CONSOB emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 346.47 KB |
||||
| 17/03/2020 | ESMA70-155-9556 | Opinion on CNMV emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 173.98 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |