ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.38 KB |
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| 29/04/2020 | ESMA41-137-1300 | ESMAR Article 9a(3) Opinion- BMR NCA | Benchmarks | Opinion | PDF 126.5 KB |
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| 29/04/2020 | ESMA41-137-1299 | ESMAR Article 9a(2) Opinion- BMR EC | Benchmarks | Opinion | PDF 130.45 KB |
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| 15/04/2020 | ESMA70-155-9845 | Opinion on CNMV emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 302.98 KB |
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| 15/04/2020 | ESMA70-155-9848 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 432.15 KB |
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| 15/04/2020 | ESMA70-155-9854 | Opinion on AMF emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 304.63 KB |
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| 15/04/2020 | ESMA70-155-9833 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 306.36 KB |
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| 15/04/2020 | ESMA70-155-9853 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 308.38 KB |
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| 08/04/2020 | ESMA35-43-2320 | ESMA opinion under article 43(2) MiFIR (HU_BO) | MiFID - Investor Protection | Opinion | PDF 110.81 KB |
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| 08/04/2020 | ESMA35-43-2321 | ESMA opinion under article 43(2) MiFIR (HU_CFD) | MiFID - Investor Protection | Opinion | PDF 113.32 KB |
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| 24/03/2020 | ESMA70-155-9604 | Opinion on FMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 265.61 KB |
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| 19/03/2020 | ESMA70-155-9587 | Opinion on HCMC emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.22 KB |
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| 19/03/2020 | ESMA70-155-9590 | Opinion on FSMA emergency measure under the SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 260.27 KB |
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| 18/03/2020 | ESMA70-155-9581 | Opinion on AMF emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 253.85 KB |
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| 17/03/2020 | ESMA70-155-9565 | Opinion on CONSOB emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 346.47 KB |
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| 17/03/2020 | ESMA70-155-9556 | Opinion on CNMV emergency measure under SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 173.98 KB |
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| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
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| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |