ESMA LIBRARY

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MiFID - Investor Protection X Planning reporting budget X Securities and Markets Stakeholder Group X Warnings and publications for investors X Joint Committee X Market Integrity X Compliance table X Summary of Conclusions X
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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/03/2021 ESMA22-106-3216 Summary of conclusions SMSG- 9 February 2021 Summary of Conclusions PDF
108.05 KB
11/02/2021 ESMA22-106-3123 Summary of conclusions SMSG 17 December 2020 Summary of Conclusions PDF
103.5 KB
04/02/2021 ESMA22-106-3107 Summary of Conclusions Board of supervisors-SMSG- 17 December 2020 , Summary of Conclusions PDF
119.06 KB
22/12/2020 ESMA22-106-2934 SMSG Summary of Conclusions 1 October 2020 Summary of Conclusions PDF
104.05 KB
05/10/2020 ESMA22-106-2788 SMSG Summary of Conclusions 9 July 2020 , Summary of Conclusions PDF
158.28 KB
29/06/2020 ESMA22-106-2598 SMSG Summary of Conclusions 6 May 2020 Summary of Conclusions PDF
170.4 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
161.38 KB
07/04/2020 ESMA22-106-2144 SMSG Summary of Conclusions 5 February 2020 Summary of Conclusions PDF
224.67 KB
10/03/2020 ESMA22-106-2123 Summary of Conclusions Joint BoS and SMSG meeting 4 December 2019 , Summary of Conclusions PDF
95.58 KB
10/03/2020 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
166.08 KB
10/03/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
159.52 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
157.54 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
267.48 KB
10/09/2019 ESMA22-106-1926 Summary of Conclusions SMSG meeting 12 July 2019 Summary of Conclusions PDF
157.68 KB
10/09/2019 ESMA22-106-1925 Summary of Conclusions Joint BoS and SMSG meeting 12 July 2019 , Summary of Conclusions PDF
95.54 KB
20/06/2019 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements , Compliance table PDF
145.71 KB
17/05/2019 ESMA22-106-1780 Summary of Conclusions SMSG meeting 11 April 2019 Summary of Conclusions PDF
196.44 KB
05/03/2019 ESMA22-106-1654 Summary of Conclusions SMSG meeting 5 February 2019 Summary of Conclusions PDF
315.79 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
179.29 KB
03/01/2019 ESMA22-106-1606 Summary of Conclusions SMSG meeting 8-9 November 2018 Summary of Conclusions PDF
186.81 KB