ESMA LIBRARY
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MiFID - Investor Protection X Planning reporting budget X Securities and Markets Stakeholder Group X Trading X Warnings and publications for investors X Joint Committee X Market Integrity X Compliance table X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/02/2021 | JC 2021 06 | Joint ESAs supervisory statement- SFDR | Joint Committee, Sustainable finance | Statement | PDF 220.21 KB |
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| 23/02/2021 | ESMA22-105-1307 | Introductory statement on GameStop share trading- Steven Maijoor | Market Integrity, MiFID - Investor Protection | Statement | PDF 96.93 KB |
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| 17/02/2021 | ESMA70-155-11809 | Episodes of very high volatility in trading of certain stocks | Market Integrity, MiFID - Investor Protection | Statement | PDF 107.47 KB |
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| 28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CNS Chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |
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| 28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CSN chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | |||||
| 13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
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| 07/12/2020 | JC 2020 86 | ESAs highlight the change in the status of Simple, Transparent and Standardised (STS) securitisation transactions at the end of the UK transition period | Brexit, Joint Committee | Statement | PDF 82.01 KB |
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| 12/10/2020 | ESMA22-105-1248 | Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches | Statement | PDF 134.36 KB |
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| 01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.97 KB |
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| 06/05/2020 | ESMA35-43-2391 | Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity | COVID-19, MiFID - Investor Protection | Statement | PDF 118.75 KB |
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| 04/05/2020 | ESMA71-99-1324 | Statement on bilateral margin RTS amendments in response to Covid-19 | COVID-19, Joint Committee, Post Trading, Press Releases | Statement | PDF 101.16 KB |
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| 31/03/2020 | ESMA35-36-1919 | Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 | COVID-19, MiFID - Investor Protection | Statement | PDF 89.84 KB |
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| 20/03/2020 | ESMA35-43-2348 | ESMA Statement on COVID-19 telephone recording | COVID-19, MiFID - Investor Protection | Statement | PDF 114.12 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
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| 06/02/2020 | ESMA70-156-2274 | Public statement- Ensuring a common supervisory approach to secure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives | Trading | Statement | PDF 114.58 KB |
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| 05/12/2019 | JC 2019 19 | The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral | Joint Committee, Post Trading | Statement | PDF 80.41 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |