ESMA LIBRARY

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Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/04/2021 ESMA22-106-3280 SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” SMSG Advice PDF
561.81 KB
08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
01/03/2021 ESMA22-106-3194 SMSG own initiative advice to ESMA on Wirecard case SMSG Advice PDF
519.92 KB
12/01/2021 ESMA22-106-3087 SMSG advice ESMA on its Consultation Paper on Guidelines on the MiFID II/ MiFIR Obligations on Market Data SMSG Advice PDF
129.81 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
13/11/2020 ESMA22-106-2993 SMSG advice on Sustainability Templates , SMSG Advice PDF
184.15 KB
05/10/2020 ESMA22-106-2819 SMSG advice on 2021 Annual Work Programme , SMSG Advice PDF
117.42 KB
15/09/2020 ESMA22-106-2858 SMSG advice on ESG disclosure , SMSG Advice PDF
251.29 KB
30/06/2020 ESMA22-106-2273 SMSG advice peer review SMSG Advice PDF
225.96 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
161.38 KB
29/04/2020 ESMA22-106-2365 SMSG advice Inv services third country SMSG Advice PDF
163.99 KB
23/04/2020 ESMA22-106-2354 SMSG advice on Equity Transparency SMSG Advice PDF
111.61 KB
23/04/2020 ESMA22-106-2355 SMSG advice on Systematic Internalisers SMSG Advice PDF
127.18 KB
23/03/2020 ESMA22-106-2149 SMSG own initiative report on measures relating to the Covid-19 crisis SMSG Advice PDF
182.56 KB
11/03/2020 ESMA70-156-1434 Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) , Compliance table PDF
129.58 KB
10/03/2020 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
166.08 KB
10/03/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
159.52 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
157.54 KB
21/01/2020 ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID , SMSG Advice PDF
426.62 KB
20/12/2019 SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review SMSG Advice PDF
283.55 KB

Pages