ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2020 | ESMA22-106-2934 | SMSG Summary of Conclusions 1 October 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 104.05 KB |
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| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 159.14 KB |
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| 05/10/2020 | ESMA22-106-2788 | SMSG Summary of Conclusions 9 July 2020 | Corporate Information, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 158.28 KB |
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| 29/06/2020 | ESMA22-106-2598 | SMSG Summary of Conclusions 6 May 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 170.4 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
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| 07/04/2020 | ESMA22-106-2144 | SMSG Summary of Conclusions 5 February 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 224.67 KB |
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| 10/03/2020 | ESMA22-106-2123 | Summary of Conclusions Joint BoS and SMSG meeting 4 December 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 95.58 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
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| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 145.56 KB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
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| 10/09/2019 | ESMA22-106-1926 | Summary of Conclusions SMSG meeting 12 July 2019 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 157.68 KB |
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| 10/09/2019 | ESMA22-106-1925 | Summary of Conclusions Joint BoS and SMSG meeting 12 July 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 95.54 KB |
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| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 117.21 KB |
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| 17/05/2019 | ESMA22-106-1780 | Summary of Conclusions SMSG meeting 11 April 2019 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 196.44 KB |
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| 05/03/2019 | ESMA22-106-1654 | Summary of Conclusions SMSG meeting 5 February 2019 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 315.79 KB |
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| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 284.61 KB |
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| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 267.86 KB |
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| 03/01/2019 | ESMA22-106-1606 | Summary of Conclusions SMSG meeting 8-9 November 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 186.81 KB |
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| 03/01/2019 | ESMA22-106-1605 | Summary of Conclusions BoS and SMSG meeting 8 November 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 255.71 KB |