ESMA LIBRARY
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MiFID - Investor Protection X Planning reporting budget X IAS Regulation X Sustainable finance X Short Selling X Innovation and Products X Market Integrity X Joint Committee X Corporate Governance X Q&A X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
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| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
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| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
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| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
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| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
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| 25/07/2016 | 2016/1166 | Warning about CFDs, binary options and other speculative products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 149.13 KB |
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| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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| 07/02/2014 | 2014/154 SV | Risker med att investera i komplexa produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 468.78 KB |
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| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |
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| 07/02/2014 | 2014/154 SL | Tveganja, ki jih prinašajo naložbe v kompleksne produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 564.53 KB |
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| 07/02/2014 | 2014/154 SK | Riziká investovania do komplexných produktov | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 521.64 KB |
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| 07/02/2014 | 2014/154 RO | Riscurile investirii în produse complexe | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 396.83 KB |
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| 07/02/2014 | 2014/154 PT | Os riscos de investir em produtos complexos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 373 KB |
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| 07/02/2014 | 2014/154 PL | Zagrożenia związane z inwestowaniem w produkty złożone | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 359.91 KB |
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| 07/02/2014 | 2014/154 MT | Ir-riskji li tinvesti fi prodotti kumplessi | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 554.57 KB |
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| 07/02/2014 | 2014/154 LT | Investavimo į sudėtingus produktus rizika | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 590.31 KB |
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| 07/02/2014 | 2014/154 LV | Ar ieguldījumiem sarežģītos produktos saistītie riski | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 435.59 KB |