ESMA LIBRARY
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MiFID - Investor Protection X Planning reporting budget X Post Trading X European Single Electronic Format X Corporate Governance X Risk Analysis & Economics - Markets Infrastructure Investors X Transparency X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/06/2022 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1.15 MB |
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| 17/06/2022 | ESMA42-112-377 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 272.27 KB |
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| 16/06/2022 | ESMA70-451-500 | Statement on the Implementation of the clearing obligation for pension scheme arrangements | Post Trading | Statement | PDF 73.53 KB |
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| 15/06/2022 | ESMA31-67-535 | Practical Guide on notifications of major holdings under the Transparency Directive | Corporate Disclosure, Corporate Information, Transparency | Reference | PDF 998.78 KB |
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| 15/06/2022 | ESMA71-99-1968 | ESMA 2021 Annual Report Press Release | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Press Release | PDF 133.56 KB |
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| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
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| 10/06/2022 | ESMA70-451-164 | Final report on the Clearing Obligation (intragroups) 2022 | Post Trading | Final Report | PDF 437 KB |
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| 10/06/2022 | ESA 2022 13 | Final Report- Bilateral margin amendments (intragroup) 2022 | Post Trading | Final Report | PDF 402.02 KB |
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| 10/06/2022 | ESA_2022_20_ | EMIR_RTS_amendments_Intragroup_contracts_Statement 2022 | Post Trading | Statement | PDF 26.48 KB |
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| 09/06/2022 | ESMA 50-165-2153 | ESMA Trends, Risks and Vulnerabilities report- Risk update | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 340.8 KB |
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| 07/06/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 378.96 KB |
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| 03/06/2022 | ESMA70-451-114 | Final report on the Review of the Commodity Derivative Clearing Threshold under EMIR | Post Trading | Final Report | PDF 979.44 KB |
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| 02/06/2022 | ESMA70-156-5011 | Final Report on CSDR RTS on Settlement Discipline – Suspension of buy-in | Post Trading | Final Report | PDF 360.7 KB |
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| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
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| 24/05/2022 | ESMA35-43-3088 | Review of the MiFID II framework on best execution reports by investment firms | MiFID - Investor Protection | Final Report | PDF 282.7 KB |
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| 20/05/2022 | ESMA65-8-6560 | Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting | Post Trading | Reference | PDF 1.75 MB |
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| 20/05/2022 | ESMA65-8-7109 | Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting | Post Trading | Reference | PDF 1018.94 KB |
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| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
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| 19/05/2022 | ESMA35-42-1445 | Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation | MiFID - Investor Protection | Final Report | PDF 235.72 KB |
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| 18/05/2022 | ESMA50-165-2096 | Leverage and derivatives – the case of Archegos | Risk Analysis & Economics - Markets Infrastructure Investors, Trading | Reference | PDF 264.1 KB |