ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
21/06/2022 ESMA70-155-11635 CSD Register Reference PDF
1.15 MB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
272.27 KB
16/06/2022 ESMA70-451-500 Statement on the Implementation of the clearing obligation for pension scheme arrangements Statement PDF
73.53 KB
15/06/2022 ESMA31-67-535 Practical Guide on notifications of major holdings under the Transparency Directive , , Reference PDF
998.78 KB
15/06/2022 ESMA71-99-1968 ESMA 2021 Annual Report Press Release , , , Press Release PDF
133.56 KB
15/06/2022 ESMA22-439-962 2021 Annual Report , , , Annual Report PDF
10.64 MB
10/06/2022 ESMA70-451-164 Final report on the Clearing Obligation (intragroups) 2022 Final Report PDF
437 KB
10/06/2022 ESA 2022 13 Final Report- Bilateral margin amendments (intragroup) 2022 Final Report PDF
402.02 KB
10/06/2022 ESA_2022_20_ EMIR_RTS_amendments_Intragroup_contracts_Statement 2022 Statement PDF
26.48 KB
09/06/2022 ESMA 50-165-2153 ESMA Trends, Risks and Vulnerabilities report- Risk update Report PDF
340.8 KB
07/06/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
378.96 KB
03/06/2022 ESMA70-451-114 Final report on the Review of the Commodity Derivative Clearing Threshold under EMIR Final Report PDF
979.44 KB
02/06/2022 ESMA70-156-5011 Final Report on CSDR RTS on Settlement Discipline – Suspension of buy-in Final Report PDF
360.7 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
24/05/2022 ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Final Report PDF
282.7 KB
20/05/2022 ESMA65-8-6560 Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting Reference PDF
1.75 MB
20/05/2022 ESMA65-8-7109 Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting Reference PDF
1018.94 KB
20/05/2022 ESMA70-156-4448 Q&As- Central Securities Depositories Regulation , Q&A PDF
647.98 KB
19/05/2022 ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Final Report PDF
235.72 KB
18/05/2022 ESMA50-165-2096 Leverage and derivatives – the case of Archegos , Reference PDF
264.1 KB

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