ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/11/2020 ESMA70-156-3883 Final report on the Clearing Obligation (intragroups and novations) Final Report PDF
356.21 KB
23/11/2020 ESAs 2020 20 Final Report- Bilateral margin amendments (intragroup equity options and novations) Final Report PDF
401.96 KB
06/11/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
984.19 KB
05/11/2020 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
208.93 KB
28/09/2020 ESMA70-156-3329 MiFID II MiFIR review report on the transparency regime for non-equity instruments Final Report PDF
1.48 MB
28/09/2020 ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Final Report PDF
1.23 MB
23/09/2020 ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes , , Final Report PDF
906.57 KB
28/08/2020 ESMA70-156-3490 CSDR RTS on Settlement Discipline – Postponement until 1 February 2022 Final Report PDF
365.39 KB
15/07/2020 ESMA31-62-1426 ESMA Guidelines on disclosure requirements under the Prospectus Regulation Final Report PDF
1.41 MB
08/07/2020 ESMA70-1861941480-52 Q&A on EMIR implementation Q&A PDF
0 bytes
08/07/2020 ESMA70-708036281-2 Q&As- Central Securities Depositories Regulation Q&A PDF
554.32 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
17/04/2020 ESMA32-51-370 Q&A on ESMA Guidelines on Alternative Performance Measures , Q&A PDF
329.01 KB
31/03/2020 ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines , , , Final Report PDF
478.11 KB
30/03/2020 ESMA70-151-2919 Final Report EMIR RTS on Colleges for CCPs , , Final Report PDF
273.08 KB
18/02/2020 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
636.21 KB
17/02/2020 ESMA70-708036281-2 Questions and Answers on CSDR , Q&A PDF
575.59 KB
07/02/2020 ESMA70-156-2076 EMIR Final Report on alignment clearing and trading obligations Final Report PDF
309.87 KB
04/02/2020 ESMA70-151-2895 Final Report-RTS Settlement Discipline Postponement Final Report PDF
331.29 KB
07/01/2020 ESMA70-151-2869 Final Report CCPs' Membership Criteria and Due Diligence Final Report PDF
229.41 KB

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