ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Post Trading filter Post Trading
- (-) Remove Prospectus filter Prospectus
- (-) Remove Innovation and Products filter Innovation and Products
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- Fund Management (15) Apply Fund Management filter
- MiFID - Secondary Markets (11) Apply MiFID - Secondary Markets filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Market Abuse (5) Apply Market Abuse filter
- Joint Committee (4) Apply Joint Committee filter
- Market Integrity (3) Apply Market Integrity filter
- Short Selling (3) Apply Short Selling filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- Reference (197) Apply Reference filter
- Consultation Paper (93) Apply Consultation Paper filter
- Guidelines & Recommendations (92) Apply Guidelines & Recommendations filter
- Opinion (79) Apply Opinion filter
- Final Report (77) Apply Final Report filter
- Press Release (75) Apply Press Release filter
- Letter (47) Apply Letter filter
- Report (47) Apply Report filter
- Statement (44) Apply Statement filter
- Speech (35) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Technical Advice (24) Apply Technical Advice filter
- Annual Report (10) Apply Annual Report filter
- Technical Standards (10) Apply Technical Standards filter
- Decision (4) Apply Decision filter
- CESR Document (2) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Planning reporting budget X Trading X Innovation and Products X Prospectus X Post Trading X Q&A X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 208.93 KB |
||||
| 08/07/2020 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading | Q&A | PDF 1.42 MB |
||||
| 08/07/2020 | ESMA70-708036281-2 | Q&As- Central Securities Depositories Regulation | Post Trading | Q&A | PDF 554.32 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
||||
| 18/02/2020 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 636.21 KB |
||||
| 17/02/2020 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 575.59 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
||||
| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 117.21 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 477.73 KB |
||||
| 23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 315.6 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 304.43 KB |
||||
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 302.31 KB |
||||
| 02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |