ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
25
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Prospectus filter Prospectus
- (-) Remove Securitisation filter Securitisation
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Innovation and Products filter Innovation and Products
- Supervisory convergence (8) Apply Supervisory convergence filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- Joint Committee (6) Apply Joint Committee filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Market Abuse (2) Apply Market Abuse filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Crowdfunding (1) Apply Crowdfunding filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (572) Apply Guidelines & Recommendations filter
- Press Release (412) Apply Press Release filter
- Final Report (375) Apply Final Report filter
- Reference (369) Apply Reference filter
- Letter (294) Apply Letter filter
- Consultation Paper (285) Apply Consultation Paper filter
- CESR Document (112) Apply CESR Document filter
- Statement (94) Apply Statement filter
- Speech (83) Apply Speech filter
- Report (76) Apply Report filter
- Opinion (74) Apply Opinion filter
- Compliance table (45) Apply Compliance table filter
- Annual Report (34) Apply Annual Report filter
- Investor Warning (27) Apply Investor Warning filter
- Decision (26) Apply Decision filter
- Technical Advice (20) Apply Technical Advice filter
- Technical Standards (9) Apply Technical Standards filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- SMSG Advice (5) Apply SMSG Advice filter
Your filters
MiFID - Investor Protection X Planning reporting budget X Sustainable finance X Prospectus X Securitisation X Benchmarks X Corporate Governance X Corporate Disclosure X Guidelines and Technical standards X Credit Rating Agencies X Innovation and Products X CESR Archive X Q&A X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |