ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Prospectus filter Prospectus
- (-) Remove Securitisation filter Securitisation
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Integrity filter Market Integrity
- Joint Committee (8) Apply Joint Committee filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Market Abuse (2) Apply Market Abuse filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Crowdfunding (1) Apply Crowdfunding filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (571) Apply Guidelines & Recommendations filter
- Reference (282) Apply Reference filter
- Press Release (149) Apply Press Release filter
- Consultation Paper (110) Apply Consultation Paper filter
- Opinion (105) Apply Opinion filter
- Final Report (97) Apply Final Report filter
- Statement (79) Apply Statement filter
- Report (77) Apply Report filter
- Speech (58) Apply Speech filter
- Letter (52) Apply Letter filter
- Compliance table (48) Apply Compliance table filter
- Decision (32) Apply Decision filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Advice (21) Apply Technical Advice filter
- Annual Report (18) Apply Annual Report filter
- SMSG Advice (7) Apply SMSG Advice filter
- Technical Standards (7) Apply Technical Standards filter
- CESR Document (2) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Planning reporting budget X Sustainable finance X Prospectus X Market Integrity X Securitisation X Benchmarks X Corporate Governance X Guidelines and Technical standards X Credit Rating Agencies X Innovation and Products X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/11/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 549.17 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 17/11/2022 | JC 2022 62 | Q&A on the SFDR Delegated Regulation | Joint Committee, Sustainable finance | Q&A | PDF 598.99 KB |
||||
| 12/10/2022 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 829.14 KB |
||||
| 13/09/2022 | JC 2022 47 | List of SFDR queries requiring the interpretation of Union law | Joint Committee, Sustainable finance | Q&A | PDF 171.44 KB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |