ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
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| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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| 08/07/2022 | ESMA35-43-3137 | ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements | MiFID - Investor Protection, Supervisory convergence | Statement | PDF 97.86 KB |
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| 08/07/2022 | ESMA32-384-5422 | Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA | Prospectus | Statement | PDF 241.41 KB |
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| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 02/06/2022 | JC 2022 23 | Clarifications on the ESAs' draft RTS under SFDR | Joint Committee, Sustainable finance | Statement | PDF 306.38 KB |
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| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
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| 16/05/2022 | ESMA34-45-1633 | Public statement on actions to manage the impact of the Russian invasion of Ukraine on investment fund portfolios | Fund Management | Statement | PDF 125.27 KB |
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| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
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| 13/05/2022 | ESMA32-339-208 | Public statement on Transparency on implementation of IFRS 17 Insurance Contracts | Corporate Disclosure | Statement | PDF 168.3 KB |
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| 13/05/2022 | ESMA32-63-1277 | Public statement on Implications of Russia’s invasion of Ukraine on half-yearly financial reports | Corporate Disclosure | Statement | PDF 184.38 KB |
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| 10/05/2022 | JC 2022 10 | Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID | Fund Management, Joint Committee | Statement | PDF 889.98 KB |
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| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
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| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
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| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
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| 26/01/2022 | ESMA70-447-1885 | Statement on new NSP notification threshold | Market Integrity, Short Selling | Statement | PDF 90.32 KB |
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| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
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| 17/12/2021 | ESMA81-459-36 | Statement on Preparedness for the Cessation of EUR, GBP, CHF and JPY LIBORs and EONIA, and ceasing use of USD LIBOR in new contracts, at the end of 2021 | Benchmarks | Statement | PDF 169 KB |