ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
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| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 23/06/2022 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 131.16 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.16 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
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| 17/06/2022 | ESMA42-112-377 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 272.27 KB |
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| 15/06/2022 | ESMA31-67-535 | Practical Guide on notifications of major holdings under the Transparency Directive | Corporate Disclosure, Corporate Information, Transparency | Reference | PDF 998.78 KB |
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| 15/06/2022 | ESMA71-99-1968 | ESMA 2021 Annual Report Press Release | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Press Release | PDF 133.56 KB |
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| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
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| 09/06/2022 | ESMA24-442-86 | Verena Ross Speech at ICMA AGM, 9 June 2022 | MiFID - Secondary Markets, Speeches, Sustainable finance | Speech | PDF 154.69 KB |
Greening the financial markets challenges and opportunities at the current juncture |
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| 07/06/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 378.96 KB |
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| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
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| 02/06/2022 | JC 2022 23 | Clarifications on the ESAs' draft RTS under SFDR | Joint Committee, Sustainable finance | Statement | PDF 306.38 KB |
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| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
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| 31/05/2022 | ESMA34-45-1427 | Supervisory briefing- Sustainability risks and disclosures in the area of investment management | Fund Management, Sustainable finance | Reference | PDF 312.39 KB |
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| 27/05/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 166.13 KB |
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| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
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| 25/05/2022 | Joint Committe EC Decision Q&As | European Commission decision on the adoption of the answers to be provided to questions submitted by the ESAs under Article 16b(5) of Regulation (EU) No 1093/2010 | Joint Committee, Sustainable finance | Reference | PDF 133.3 KB |
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| 25/05/2022 | Joint Committe Q&As EC letter | Letter from the European Commission on Questions and Answers pursuant to article 16b(5) of Regulation (EU) No 1095/2010 | Joint Committee, Sustainable finance | Letter | PDF 218.06 KB |
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| 24/05/2022 | ESMA35-43-3088 | Review of the MiFID II framework on best execution reports by investment firms | MiFID - Investor Protection | Final Report | PDF 282.7 KB |