ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
53
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- CESR Archive (268) Apply CESR Archive filter
- Corporate Disclosure (177) Apply Corporate Disclosure filter
- Post Trading (83) Apply Post Trading filter
- IAS Regulation (71) Apply IAS Regulation filter
- Fund Management (54) Apply Fund Management filter
- MiFID - Secondary Markets (45) Apply MiFID - Secondary Markets filter
- Joint Committee (36) Apply Joint Committee filter
- Credit Rating Agencies (28) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (20) Apply IFRS Supervisory Convergence filter
- Prospectus (17) Apply Prospectus filter
- Audit (15) Apply Audit filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Market Integrity (10) Apply Market Integrity filter
- Benchmarks (9) Apply Benchmarks filter
- Securitisation (9) Apply Securitisation filter
- Transparency (9) Apply Transparency filter
- Corporate Information (7) Apply Corporate Information filter
- Trading (7) Apply Trading filter
- Corporate Finance (6) Apply Corporate Finance filter
- Innovation and Products (6) Apply Innovation and Products filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Short Selling (5) Apply Short Selling filter
- Sustainable finance (5) Apply Sustainable finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- CCP Directorate (3) Apply CCP Directorate filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- COVID-19 (2) Apply COVID-19 filter
- Trade Repositories (2) Apply Trade Repositories filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Letter filter Letter
- Reference (142) Apply Reference filter
- Press Release (96) Apply Press Release filter
- Guidelines & Recommendations (82) Apply Guidelines & Recommendations filter
- Final Report (71) Apply Final Report filter
- Opinion (66) Apply Opinion filter
- Report (66) Apply Report filter
- Statement (45) Apply Statement filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (24) Apply Speech filter
- Q&A (13) Apply Q&A filter
- Compliance table (12) Apply Compliance table filter
- Annual Report (10) Apply Annual Report filter
- Technical Advice (5) Apply Technical Advice filter
- Decision (4) Apply Decision filter
- Technical Standards (2) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Planning reporting budget X Brexit X Risk Analysis & Economics - Markets Infrastructure Investors X Vacancies X MiFID II: Transparency Calculations and DVC X Supervisory convergence X Market Abuse X Letter X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
||||
| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |
||||
| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
| 31/07/2020 | ESMA35-43-2464 TC | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 744.01 KB |
||||
| 31/07/2020 | ESMA35-43-2464 | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 711.12 KB |
||||
| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
||||
| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
||||
| 26/03/2020 | ESMA70-151-2852 | Consultation Report PTRR Services- Article 85(3a) of EMIR | Post Trading, Supervisory convergence | Consultation Paper | PDF 537.27 KB |
||||
| 31/01/2020 | ESMA35-43-2131 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Consultation Paper | PDF 1.23 MB |
||||
| 03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
||||
| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
||||
| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
||||
| 15/07/2019 | ESMA35-43-2019 | Consultation paper on compliance function guidelines | MiFID - Investor Protection | Consultation Paper | PDF 677.15 KB |
||||
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 19/12/2018 | ESMA35-43-1210 | Consultation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 494.66 KB |
||||
| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | |||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |
||||
| 18/01/2018 | ESMA35-43-904 | Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients | MiFID - Investor Protection | Consultation Paper | PDF 306.85 KB |