ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
47
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Trade Repositories filter Trade Repositories
- Post Trading (93) Apply Post Trading filter
- CESR Archive (86) Apply CESR Archive filter
- MiFID - Secondary Markets (83) Apply MiFID - Secondary Markets filter
- Corporate Information (80) Apply Corporate Information filter
- Board of Supervisors (58) Apply Board of Supervisors filter
- Fund Management (57) Apply Fund Management filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- Planning reporting budget (42) Apply Planning reporting budget filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- International cooperation (40) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (37) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (34) Apply Corporate Disclosure filter
- Credit Rating Agencies (34) Apply Credit Rating Agencies filter
- Joint Committee (34) Apply Joint Committee filter
- Securitisation (28) Apply Securitisation filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Innovation and Products (20) Apply Innovation and Products filter
- Supervisory convergence (19) Apply Supervisory convergence filter
- Market Abuse (18) Apply Market Abuse filter
- Market Integrity (17) Apply Market Integrity filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Corporate Finance (14) Apply Corporate Finance filter
- Benchmarks (13) Apply Benchmarks filter
- Careers (12) Apply Careers filter
- IFRS Supervisory Convergence (12) Apply IFRS Supervisory Convergence filter
- Prospectus (10) Apply Prospectus filter
- Short Selling (10) Apply Short Selling filter
- Transparency (10) Apply Transparency filter
- Sustainable finance (9) Apply Sustainable finance filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- CCP Directorate (5) Apply CCP Directorate filter
- Brexit (4) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- Speeches (3) Apply Speeches filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Compliance table filter Compliance table
- Guidelines & Recommendations (76) Apply Guidelines & Recommendations filter
- Opinion (57) Apply Opinion filter
- Press Release (39) Apply Press Release filter
- Investor Warning (26) Apply Investor Warning filter
- Consultation Paper (25) Apply Consultation Paper filter
- Statement (21) Apply Statement filter
- Final Report (14) Apply Final Report filter
- Report (12) Apply Report filter
- Speech (11) Apply Speech filter
- Letter (7) Apply Letter filter
- Q&A (6) Apply Q&A filter
- Decision (4) Apply Decision filter
- Annual Report (3) Apply Annual Report filter
- Technical Advice (3) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
||||
| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
||||
| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
||||
| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
||||
| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
bgendadeelenenhrhuitenlvmtplroslsvnlptfiskes | |||
| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 17/03/2017 | ESMA 35-30-473 | Call for expressions of interest- Consultative Working Group for ESMA’s IPISC 2017 | MiFID - Investor Protection | Reference | PDF 270.59 KB |
||||
| 23/03/2015 | 2015/615 | Call for interest IPISC-CWG renewal | MiFID - Investor Protection | Reference | PDF 187.49 KB |
ESMA is today launching the process to renew the composition of the IPISC CWG. ESMA is therefore calling for expressions of interest from stakeholders. Application procedure, closing date Relevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CWG are invited to submit, in English:. A completed application form (see separate document), and. A detailed curriculum vitae (CV), preferably in the EU CV format. It is optional for applicants to attach a motivation letter (2 pages maximum).. Unclear or incomplete applications will not be considered.. Applications must be submitted by email no later than 23 April 2015 to the following email addresses: IPISC.CWG.renewal2015@esma.europa.eu | |||
| 30/04/2019 | ESMA35-43-1912 | CFD Renewal 3- Notice | MiFID - Investor Protection | Reference | PDF 183.2 KB |
encsdadeelesetenfrhrhultmtnlitlvplenroskslsv | |||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.71 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.97 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
||||
| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |