ESMA LIBRARY
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MiFID - Investor Protection X Trade Repositories X Vacancies X Securities Financing Transactions X Corporate Information X Brexit X Post Trading X Technical Standards X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2020 | ESMA74-362-824 | Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit | Board of Supervisors, Post Trading | Final Report | PDF 3.07 MB |
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| 23/11/2020 | ESMA70-156-3883 | Final report on the Clearing Obligation (intragroups and novations) | Post Trading | Final Report | PDF 356.21 KB |
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| 23/11/2020 | ESAs 2020 20 | Final Report- Bilateral margin amendments (intragroup equity options and novations) | Post Trading | Final Report | PDF 401.96 KB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 28/08/2020 | ESMA70-156-3490 | CSDR RTS on Settlement Discipline – Postponement until 1 February 2022 | Post Trading | Final Report | PDF 365.39 KB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
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| 30/03/2020 | ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP Directorate, Post Trading, Supervisory convergence | Final Report | PDF 273.08 KB |
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| 07/02/2020 | ESMA70-156-2076 | EMIR Final Report on alignment clearing and trading obligations | Post Trading | Final Report | PDF 309.87 KB |
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| 04/02/2020 | ESMA70-151-2895 | Final Report-RTS Settlement Discipline Postponement | Post Trading | Final Report | PDF 331.29 KB |
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| 07/01/2020 | ESMA70-151-2869 | Final Report CCPs' Membership Criteria and Due Diligence | Post Trading | Final Report | PDF 229.41 KB |
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| 06/01/2020 | ESMA70-151-2838 | Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 2.49 MB |
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| 06/01/2020 | ESMA70-151-2703 | Final Report- Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 1.38 MB |
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| 20/12/2019 | JC 2019 20 | Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee, Post Trading | Final Report | PDF 344.98 KB |
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| 08/10/2019 | ESMA70-151-2461 | Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 | Post Trading | Final Report | PDF 390.35 KB |
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| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
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| 08/11/2018 | ESMA70-151-1854 | Final Report on the CO regarding novated trades to the EU | Post Trading | Final Report | PDF 464.05 KB |
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| 27/09/2018 | ESMA70-151-1768 | Final report no.6 on the Clearing Obligation (intragroup) | Post Trading | Final Report | PDF 706.77 KB |
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| 28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
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| 28/05/2018 | ESMA70-151-1293 | Final Report on Guidelines on CCP APC Margin Measures | Post Trading | Final Report | PDF 278.79 KB |