ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- Corporate Disclosure (177) Apply Corporate Disclosure filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (47) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (29) Apply MiFID - Secondary Markets filter
- Joint Committee (25) Apply Joint Committee filter
- Fund Management (24) Apply Fund Management filter
- Audit (15) Apply Audit filter
- Sustainable finance (15) Apply Sustainable finance filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (9) Apply Corporate Information filter
- Transparency (9) Apply Transparency filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Prospectus (8) Apply Prospectus filter
- Corporate Finance (5) Apply Corporate Finance filter
- Market Abuse (5) Apply Market Abuse filter
- Market Integrity (5) Apply Market Integrity filter
- Benchmarks (4) Apply Benchmarks filter
- CCP Directorate (4) Apply CCP Directorate filter
- Innovation and Products (4) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Short Selling (1) Apply Short Selling filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Technical Standards filter Technical Standards
- Investor Warning (93) Apply Investor Warning filter
- Reference (86) Apply Reference filter
- Guidelines & Recommendations (79) Apply Guidelines & Recommendations filter
- Opinion (61) Apply Opinion filter
- Press Release (36) Apply Press Release filter
- Statement (34) Apply Statement filter
- Consultation Paper (32) Apply Consultation Paper filter
- Final Report (23) Apply Final Report filter
- Speech (17) Apply Speech filter
- Compliance table (12) Apply Compliance table filter
- Report (11) Apply Report filter
- Q&A (4) Apply Q&A filter
- SMSG Advice (4) Apply SMSG Advice filter
- Technical Advice (4) Apply Technical Advice filter
- Decision (3) Apply Decision filter
- Annual Report (2) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X Vacancies X MiFID II: Transparency Calculations and DVC X Warnings and publications for investors X Letter X Technical Standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 27/07/2012 | 2012/476 | Reply of ESMA to the European Commission’s Green Paper on Shadow Banking | MiFID - Investor Protection | Letter | PDF 175.94 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 17/11/2015 | 2015/1513 | Letter SM to EC- implementation timeline MiFID MiFIR | MiFID - Investor Protection | Letter | PDF 85.8 KB |
||||
| 27/01/2016 | ESA/2016/07 | The cross-selling of financial products – ESA request to the European Commission | Joint Committee, MiFID - Investor Protection | Letter | PDF 90.04 KB |
||||
| 26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 09/07/2021 | ESMA35-42-1186 | Letter to Commissioner McGuinness- European Crowdfunding Service Providers for Business | MiFID - Investor Protection | Letter | PDF 253.15 KB |
||||
| 27/10/2021 | ESMA32-67-791 | Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) | IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus | Letter | PDF 223.92 KB |
||||
| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
| 19/04/2022 | ESMA35-43-3112 | Letter to the EC on the MiFID II suitability consultation | MiFID - Investor Protection | Letter | PDF 177.03 KB |