ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
225
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Audit X IFRS Supervisory Convergence X Post Trading X Opinion X Q&A X Compliance table X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/12/2020 ESMA 32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
159.14 KB
26/11/2020 ESMA74-362-991 Response Form CP DRSP Fees , , Reference DOCX
760.67 KB
18/11/2020 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Reference PDF
421.37 KB
10/11/2020 ESMA70-708036281-159 Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs) Reference PDF
185.87 KB
06/11/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
984.19 KB
05/11/2020 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
208.93 KB
04/11/2020 ESMA70-151-995 Key relevant provisions of the corporate or similar law of a Member State, under which securities are constituted Reference PDF
1.91 MB
22/10/2020 ESMA70-151-889 CSD Register Reference PDF
984.65 KB
13/10/2020 ESMA70-148-523 List of Central Counterparties authorised to offer services and activities in the Union Reference PDF
340.21 KB
13/10/2020 ESMA70-708036281-176 Public Register for the Clearing Obligation under EMIR Reference PDF
664.88 KB
10/09/2020 ESMA74-362-853 Validation table for reporting under the revised technical standards Reference XLSX
58.63 KB
13/07/2020 ESMA70-151-3190 3rd EU-Wide CCP Stress Test FAQ , Reference DOCX
464.64 KB
08/07/2020 ESMA70-1861941480-52 Q&A on EMIR implementation Q&A PDF
0 bytes
08/07/2020 ESMA70-708036281-2 Q&As- Central Securities Depositories Regulation Q&A PDF
554.32 KB
29/06/2020 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Reference PDF
323.75 KB
10/06/2020 ESMA70-151-2766 Designated Authorities to notify opening of insolvency proceedings Reference PDF
268.67 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
08/04/2020 ESMA35-43-2320 ESMA opinion under article 43(2) MiFIR (HU_BO) Opinion PDF
110.81 KB
08/04/2020 ESMA35-43-2321 ESMA opinion under article 43(2) MiFIR (HU_CFD) Opinion PDF
113.32 KB
02/04/2020 ESMA 70-152-3050 CCSPSA consultation_Response Form , , Reference DOCX
774.63 KB

Pages