ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
87
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Audit X Management Board X Technical Advice X Compliance table X Statement X Summary of Conclusions X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/03/2021 ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports MiFID - Investor Protection Statement PDF
78.5 KB
19/12/2018 ESMA35-43-1328 Brexit Statement- information to clients Brexit, MiFID - Investor Protection Statement PDF
212.95 KB
31/03/2020 ESMA35-36-1919 Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 COVID-19, MiFID - Investor Protection Statement PDF
89.84 KB
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
157.54 KB
17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection Compliance table PDF
302.18 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
141.13 KB
29/10/2021 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
145.3 KB
24/04/2014 2013/923 Compliance table- compliance guidelines Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
100.87 KB
01/02/2022 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
161.56 KB
01/10/2021 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
163.99 KB
01/02/2022 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
159.78 KB
24/04/2014 2013/922 Compliance table- suitability guidelines MiFID - Investor Protection, Guidelines and Technical standards Compliance table PDF
74.33 KB
17/02/2021 ESMA70-155-11809 Episodes of very high volatility in trading of certain stocks Market Integrity, MiFID - Investor Protection Statement PDF
107.47 KB
24/03/2021 ESMA71-99-1608 ESMA appoints new chair of Market Integrity Standing Committee Board of Supervisors, Management Board, Market Integrity, Press Releases Statement PDF
37.58 KB
30/09/2016 2016/1408 ESMA appoints new chairs to Standing Committees Board of Supervisors, Fund Management, Market Integrity, MiFID - Investor Protection Statement PDF
141.3 KB

The Board of Supervisors of the European Securities and Markets Authority (ESMA) has appointed the following individuals to serve as chairs of its standing committees:

  • Hannelore Lausch, Executive Director of the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), Germany, will chair the Market Data Standing Committee;
  • Cyril Roux, Deputy Governor of the Central Bank of Ireland (CBI, will chair the Investment Management Standing Committee; and
  • Merel van Vroonhoven, Chair of the Autoriteit Financiële Markten (AFM), Netherlands, will chair the Investor Protection and Intermediaries Standing Committee.

The standing committees are expert groups drawn from ESMA staff and the national competent authorities for securities markets regulation in the Member States, and are responsible for the development of policy in their respective areas.  The appointments are for a period of two years and commence with immediate effect.
28/01/2021 ESMA71-99-1544 ESMA appoints new IPISC and CNS Chairs Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance Statement PDF
87.3 KB
28/01/2021 ESMA71-99-1544 ESMA appoints new IPISC and CSN chairs Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance Statement
06/07/2017 ESMA71-99-522 ESMA appoints new member to its Management Board Corporate Information, Management Board Statement PDF
144.98 KB
28/01/2021 ESMA71-99-1545 ESMA new MB member January 2021 Board of Supervisors, Corporate Information, Management Board Statement PDF
89.41 KB
07/11/2018 ESMA71-99-1058 ESMA new SC chairs Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors Statement PDF
142.32 KB

Pages