ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/08/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 376.52 KB |
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| 09/08/2022 | CPD22 | Joint ESAs Consumer Protection Day- Programme | Joint Committee, MiFID - Investor Protection | Reference | PDF 619.11 KB |
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| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
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| 20/07/2022 | ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 419.1 KB |
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| 20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
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| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
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| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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| 18/07/2022 | ESMA81-459-65 | Working Group on Euro Risk-Free Rates- 17 June Meeting Minutes | Benchmarks | Reference | PDF 3.32 MB |
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| 08/07/2022 | ESMA81-393-513 | Response form- RTS on recognition under the Benchmarks Regulation | Benchmarks | Reference | DOCX 755.16 KB |
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| 05/07/2022 | ESMA34-46-101 | Register of authorised European long-term investment funds (ELTIFs) | Fund Management | Reference | XLSX 57.87 KB |
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| 29/06/2022 | ESMA34-45-1576 | Cross-border distribution of investment funds | Fund Management | Reference | PDF 991.03 KB |
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| 28/06/2022 | ESMA02-91-3297 | ESMA Final Accounts Financial Year 2021 | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 803.28 KB |
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| 23/06/2022 | ESMA34-32-418 | AIFMD MoUs signed by the EU authorities | Fund Management, International cooperation | Reference | XLSX 49.99 KB |
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| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
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| 17/06/2022 | ESMA42-112-377 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 272.27 KB |
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| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
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| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
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| 31/05/2022 | ESMA34-45-1427 | Supervisory briefing- Sustainability risks and disclosures in the area of investment management | Fund Management, Sustainable finance | Reference | PDF 312.39 KB |