ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
351
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Management Board filter Management Board
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Audit filter Audit
- Post Trading (149) Apply Post Trading filter
- Corporate Information (116) Apply Corporate Information filter
- CESR Archive (93) Apply CESR Archive filter
- Joint Committee (90) Apply Joint Committee filter
- Board of Supervisors (81) Apply Board of Supervisors filter
- Fund Management (77) Apply Fund Management filter
- Corporate Disclosure (69) Apply Corporate Disclosure filter
- CCP Directorate (56) Apply CCP Directorate filter
- Risk Analysis & Economics - Markets Infrastructure Investors (52) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (49) Apply Securities and Markets Stakeholder Group filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Warnings and publications for investors (43) Apply Warnings and publications for investors filter
- International cooperation (42) Apply International cooperation filter
- Brexit (36) Apply Brexit filter
- Sustainable finance (36) Apply Sustainable finance filter
- Benchmarks (33) Apply Benchmarks filter
- Securitisation (33) Apply Securitisation filter
- Market Integrity (32) Apply Market Integrity filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Press Releases (28) Apply Press Releases filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- Market Abuse (22) Apply Market Abuse filter
- Trading (21) Apply Trading filter
- COVID-19 (20) Apply COVID-19 filter
- Trade Repositories (20) Apply Trade Repositories filter
- Procurement (18) Apply Procurement filter
- Prospectus (18) Apply Prospectus filter
- Corporate Finance (16) Apply Corporate Finance filter
- Short Selling (16) Apply Short Selling filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- Securities Financing Transactions (14) Apply Securities Financing Transactions filter
- Careers (12) Apply Careers filter
- Transparency (12) Apply Transparency filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Market data (10) Apply Market data filter
- MiFID II: Transparency Calculations and DVC (9) Apply MiFID II: Transparency Calculations and DVC filter
- Corporate Governance (7) Apply Corporate Governance filter
- Speeches (7) Apply Speeches filter
- IAS Regulation (6) Apply IAS Regulation filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (2) Apply Crowdfunding filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Statement filter Statement
- (-) Remove Technical Advice filter Technical Advice
- Press Release (169) Apply Press Release filter
- Opinion (150) Apply Opinion filter
- Guidelines & Recommendations (133) Apply Guidelines & Recommendations filter
- Consultation Paper (92) Apply Consultation Paper filter
- Letter (85) Apply Letter filter
- Final Report (80) Apply Final Report filter
- Report (63) Apply Report filter
- Speech (55) Apply Speech filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Decision (41) Apply Decision filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (20) Apply Compliance table filter
- Annual Report (16) Apply Annual Report filter
- Technical Standards (13) Apply Technical Standards filter
- Q&A (12) Apply Q&A filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X Audit X Management Board X IFRS Supervisory Convergence X Innovation and Products X MiFID - Secondary Markets X Credit Rating Agencies X Technical Advice X Statement X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
||||
| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
||||
| 30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
||||
| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
||||
| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
||||
| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
||||
| 19/07/2013 | MOU ACER ESMA | MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market | MiFID - Secondary Markets | Reference | PDF 207.61 KB |
||||
| 03/03/2016 | Mifid mapping | Mapping- fields in MiFID systems | MiFID - Secondary Markets | Reference | XLSX 9.54 KB |
This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/ |
|||
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 08/07/2022 | JC 2022 32 | Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience | Innovation and Products, Joint Committee | Reference | PDF 586.3 KB |
||||
| 31/01/2022 | JC 2022 03 | Joint ESAs thematic repository of national financial education initiatives on digitalisation | Joint Committee, MiFID - Investor Protection | Reference | PDF 4.99 MB |
Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud |
|||
| 27/01/2022 | JC 2022 02 | ESAs welcome ESRB Recommendation on a pan-European systemic cyber incident coordination framework for relevant authorities | Innovation and Products, Joint Committee | Statement | PDF 244.55 KB |
||||
| 04/01/2022 | JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 91.78 KB |
||||
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
||||
| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
| 07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
||||
| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
||||
| 09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Brexit, Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |