ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/08/2022 | ESMA34-45-974 | Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Compliance table | PDF 230.68 KB |
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| 17/08/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 232.45 KB |
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| 10/08/2022 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 428.88 KB |
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| 10/08/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 376.52 KB |
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| 09/08/2022 | CPD22 | Joint ESAs Consumer Protection Day- Programme | Joint Committee, MiFID - Investor Protection | Reference | PDF 619.11 KB |
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| 09/08/2022 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1.15 MB |
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| 04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
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| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
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| 25/07/2022 | ESMA70-708036281-113 | Third-country markets considered as equivalent to a regulated market under EMIR | Post Trading | Reference | PDF 68.9 KB |
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| 21/07/2022 | ESMA35-36-2621 | Final report EBA-ESMA on SREP guidelines under IFD | MiFID - Investor Protection | Final Report | PDF 1.43 MB |
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| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
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| 20/07/2022 | ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 419.1 KB |
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| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
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| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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| 18/07/2022 | ESMA81-459-65 | Working Group on Euro Risk-Free Rates- 17 June Meeting Minutes | Benchmarks | Reference | PDF 3.32 MB |
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| 15/07/2022 | ESMA40-134-3263 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 169.2 KB |
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| 15/07/2022 | ESMA80-196-6345 | Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Final Report | PDF 411.44 KB |
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| 12/07/2022 | ESMA74-362-2566 | Third updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 130.43 KB |
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| 11/07/2022 | ESMA70-450-1185 | Reply_Form_CP_Consultation Paper_Amendment of Article 19 of CSDR RTS on Settlement Discipline | Post Trading | Reference | DOCX 749.66 KB |
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| 11/07/2022 | ESMA70-450-1173 | Consultation Paper- Amendment of Article 19 of CSDR RTS on Settlement Discipline | Post Trading | Consultation Paper | PDF 312.96 KB |