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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|24/05/2022||ESMA35-43-3088||Review of the MiFID II framework on best execution reports by investment firms||MiFID - Investor Protection||Final Report||PDF
|23/05/2022||ESMA32-51-907||Letter on the IFRS Interpretations Committee’s tentative agenda decision on Transfer of Insurance Coverage under a Group of Annuity Contracts (IFRS 17)||Corporate Disclosure, IFRS Supervisory Convergence||Letter||PDF
|23/05/2022||ESMA50-165-2146||The drivers of the costs and performance of ESG funds||Fund Management, Sustainable finance||Reference||PDF
|20/05/2022||ESMA34-43-392||Q&A on the application of the UCITS Directive||Fund Management||Q&A||PDF
|19/05/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/05/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|19/05/2022||ESMA35-42-1445||Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation||MiFID - Investor Protection||Final Report||PDF
|17/05/2022||ESMA34-45-1471||CP on Draft technical standards on the notifications for cross-border marketing and management of AIFs and UCITS||Fund Management||Consultation Paper||PDF
|17/05/2022||ESMA35-43-1410||Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting||MiFID - Investor Protection||Reference||PDF
|16/05/2022||ESMA70-156-4754||Compliance table on Guidelines on MiFID II/MiFIR obligations on market data||Guidelines and Technical standards, MiFID - Secondary Markets||Compliance table||PDF
|16/05/2022||ESMA34-45-1633||Public statement on actions to manage the impact of the Russian invasion of Ukraine on investment fund portfolios||Fund Management||Statement||PDF
|13/05/2022||ESMA42-110-812||Notifications of Compliance with Guidelines – Overview Table||Guidelines and Technical standards||Reference||XLSX
|13/05/2022||ESMA34-45-1128||Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs||Fund Management, Guidelines and Technical standards, Supervisory convergence||Compliance table||PDF
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|13/05/2022||ESMA32-339-208||Public statement on Transparency on implementation of IFRS 17 Insurance Contracts||Corporate Disclosure||Statement||PDF
|13/05/2022||ESMA32-63-1277||Public statement on Implications of Russia’s invasion of Ukraine on half-yearly financial reports||Corporate Disclosure||Statement||PDF
|12/05/2022||ESMA70-445-372||Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency||Speeches, Transparency||Speech||PDF
|10/05/2022||JC 2022 10||Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID||Fund Management, Joint Committee||Statement||PDF
|06/05/2022||ESMA35-42-1305||ESCPR- Miscellaneous reporting to ESMA||Crowdfunding, MiFID - Investor Protection||Reference||PDF
|04/05/2022||ESMA22-106-4032||SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements||MiFID - Investor Protection, Securities and Markets Stakeholder Group||SMSG Advice||PDF