ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
210
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X Audit X Warnings and publications for investors X Corporate Information X Q&A X Final Report X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/11/2021 Organisation Chart ESMA Organigramme Reference PDF
1.15 MB

This organigramme represents the current structure of ESMA. 

01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates , Reference PDF
146.29 KB
31/01/2022 JC 2022 03 Joint ESAs thematic repository of national financial education initiatives on digitalisation , Reference PDF
4.99 MB

Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud

04/01/2022 JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee , , Reference PDF
91.78 KB
20/01/2016 EU Agencies 2015 EU Agencies- working for you Reference PDF
2.8 MB

This brochure provides an overview of the breadth and depth of work carried out by the various specialist EU agencies. It clearly underlines their combined added-value, and how they are working to help make Europe more competitive and a better place to live and work.

defr
15/12/2010 EU 1095/2010 Regulation establishing ESMA Reference PDF
708.89 KB

Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014

15/12/2010 EU 1092/2010 Regulation establishing the ESRB Reference PDF
944.87 KB
30/03/2021 ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data , Final Report PDF
1004.75 KB
05/10/2017 ESMA71-99-612 2017 Calendar of the Chair and Executive Director Reference PDF
319.74 KB
02/10/2017 ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) , Reference XLSX
72.7 KB
27/03/2018 ESMA71-98-125 FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors Reference PDF
389.95 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
28/01/2022 ESMA70-156-4978 reply form Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter , , Reference DOCX
418.16 KB
20/07/2022 ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market , Reference PDF
428.33 KB
12/04/2018 ESMA43-318-1464 Unauthorised use of ESMA’s identity and logo by a named individual Reference PDF
300.86 KB
13/09/2017 ESMA43-318-1079 Warning- Unauthorised use of ESMA’s identity and logo , Reference PDF
241.2 KB
29/04/2022 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
66.09 KB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
272.27 KB
29/11/2017 ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I , Final Report PDF
1.25 MB
01/07/2022 ESMA41-140-79 Technical standards , Reference XLSX
173.59 KB
28/05/2018 ESMA35-43-869 Guidelines on certain aspects of the MiFID II suitability requirements Final Report PDF
788.12 KB

Pages