ESMA LIBRARY
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MiFID - Investor Protection X Audit X Warnings and publications for investors X MiFID - Secondary Markets X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2018 | Reply to ESMA70-154-5851 | Letter from Commission VP Dombrovskis answer to ESMA letter on MiFID II ancillary activity (ESMA70-154-5851) | MiFID - Secondary Markets | Letter | PDF 743.74 KB |
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| 12/07/2021 | Position Limits | Position Limits | MiFID - Secondary Markets | Opinion | |||||
| 19/07/2013 | MOU ACER ESMA | MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market | MiFID - Secondary Markets | Reference | PDF 207.61 KB |
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| 03/03/2016 | Mifid mapping | Mapping- fields in MiFID systems | MiFID - Secondary Markets | Reference | XLSX 9.54 KB |
This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/ |
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| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 31/01/2022 | JC 2022 03 | Joint ESAs thematic repository of national financial education initiatives on digitalisation | Joint Committee, MiFID - Investor Protection | Reference | PDF 4.99 MB |
Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud |
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| 04/01/2022 | JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 91.78 KB |
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| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
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| 07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
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| 29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
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| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
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| 08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
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| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
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| 30/05/2018 | ESMA71-99-991 | Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 926.71 KB |
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| 30/05/2018 | ESMA71-99-987 | PR on EBA-ESMA statement on retail holders of bail-inable instruments | MiFID - Investor Protection, Press Releases, Warnings and publications for investors | Press Release | PDF 281.95 KB |
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| 01/06/2018 | ESMA71-99-973 | ESMA71-99-973 Press Release Product Intervention EUOJ publication | MiFID - Investor Protection, Press Releases, Warnings and publications for investors | Press Release | PDF 241.5 KB |
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| 02/05/2018 | ESMA71-99-971 | Press release on MiFID II bond transparency calculations | MiFID - Secondary Markets | Press Release | PDF 150.66 KB |
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| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
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| 07/03/2018 | ESMA71-99-953 | Press release: ESMA publishes double volume cap data | MiFID - Secondary Markets, Press Releases | Press Release | PDF 137.68 KB |
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| 12/02/2018 | ESMA71-99-946 | Press release- ESAs warn consumers of risks in buying virtual currencies | MiFID - Investor Protection | Press Release | PDF 128.93 KB |