ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Audit X International cooperation X MiFID II: Transparency Calculations and DVC X Risk Analysis & Economics - Markets Infrastructure Investors X Short Selling X Corporate Disclosure X Sustainable finance X Joint Committee X Corporate Finance X Q&A X Technical Standards X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 06/04/2021 | ESMA35-36-1952 | Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 258.09 KB |
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| 23/03/2011 | 2011/81 | Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Guidelines and Technical standards, Prospectus, Corporate Disclosure | Guidelines & Recommendations | PDF 593.19 KB |
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| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
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| 21/08/2012 | 2012/387 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.81 KB |
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| 21/08/2012 | 2012/387 CS | Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 363.15 KB |
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| 21/08/2012 | 2012/387 DA | Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 341.81 KB |
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| 21/08/2012 | 2012/387 DE | Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.69 KB |
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| 21/08/2012 | 2012/387 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 397.87 KB |
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| 06/07/2012 | 2012/387 en | Guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.21 KB |
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| 21/08/2012 | 2012/387 ES | Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 347.12 KB |
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| 21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
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| 21/08/2012 | 2012/387 FI | Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 304.47 KB |
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| 21/08/2012 | 2012/387 FR | Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 353.32 KB |
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| 06/02/2014 | 2012/387 HR | Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost | MiFID - Investor Protection | Guidelines & Recommendations | PDF 259.07 KB |
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| 21/08/2012 | 2012/387 HU | Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 349.57 KB |
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| 21/08/2012 | 2012/387 IT | Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 343.89 KB |
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| 21/08/2012 | 2012/387 LT | Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 358.46 KB |
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| 21/08/2012 | 2012/387 LV | Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.08 KB |
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| 21/08/2012 | 2012/387 MT | Linji gwida dwar ċerti aspetti tal-valutazzjoni tal-adegwatezza tal-MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 350.2 KB |