ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Audit X International cooperation X Corporate Finance X European Single Electronic Format X MiFID II: Transparency Calculations and DVC X Risk Analysis & Economics - Markets Infrastructure Investors X Brexit X Post Trading X Q&A X Annual Report X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
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| 01/10/2013 | 2013/606 LT | Atlyginimų nustatymo politika ir praktika (FPRD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 268.28 KB |
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| 01/10/2013 | 2013/606 LV | Atlīdzības politika un prakse (FITD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 339.96 KB |
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| 01/10/2013 | 2013/606 NL | Beloningsbeleid en beloningspraktijken (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 319.71 KB |
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| 11/07/2017 | ESMA70-151-435 | CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 | Post Trading | Guidelines & Recommendations | PDF 350.97 KB |
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| 01/06/2018 | ESMA70-708036281-66 | CSDR guidelines on relevant currencies | Post Trading | Guidelines & Recommendations | PDF 537.76 KB |
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| 24/05/2018 | ESMA70-708036281-67 | CSDR guidelines on substantial importance of CSDs | Post Trading | Guidelines & Recommendations | PDF 543.26 KB |
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| 01/06/2017 | ESMA70-708036281-73 | CSDR substential importance indicators- template | Post Trading | Guidelines & Recommendations | XLSX 140.54 KB |
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| 28/09/2012 | 2012/388 ES | Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 359.25 KB |
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| 21/08/2012 | 2012/387 ES | Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 347.12 KB |
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| 01/10/2013 | 2013/606 SV | Ersättningspolicy och ersättningspraxis (MiFID-direktivet) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 248.72 KB |
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| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
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| 27/03/2018 | ESMA70-151-1272 | ESMA Guidelines on position calculation by trade repositories under EMIR Final Report | Post Trading | Guidelines & Recommendations | PDF 661.44 KB |
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| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 26/09/2017 | ESMA71-99-598 | Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 1.48 MB |
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| 21/08/2012 | 2012/387 ET | Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 328.4 KB |
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| 28/09/2012 | 2012/388 LT | Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 372.16 KB |
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| 21/08/2012 | 2012/387 LT | Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 358.46 KB |
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| 10/06/2013 | 2013/322 | Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements | Guidelines and Technical standards, Post Trading | Guidelines & Recommendations | PDF 260.78 KB |
See also 2013/811 Confirmation of compliance with guidelines |
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| 15/04/2019 | ESMA70-151-1496 | Guidelines on CCP APC Margin Measures | Post Trading | Guidelines & Recommendations | PDF 160.33 KB |
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