ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
73
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Audit filter Audit
- Post Trading (107) Apply Post Trading filter
- Corporate Information (97) Apply Corporate Information filter
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- CESR Archive (86) Apply CESR Archive filter
- Joint Committee (78) Apply Joint Committee filter
- Fund Management (69) Apply Fund Management filter
- Board of Supervisors (61) Apply Board of Supervisors filter
- Guidelines and Technical standards (54) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (49) Apply CCP Directorate filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (48) Apply Securities and Markets Stakeholder Group filter
- Management Board (44) Apply Management Board filter
- International cooperation (41) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Corporate Disclosure (37) Apply Corporate Disclosure filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- Innovation and Products (31) Apply Innovation and Products filter
- Securitisation (31) Apply Securitisation filter
- Sustainable finance (31) Apply Sustainable finance filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Benchmarks (24) Apply Benchmarks filter
- Market Abuse (22) Apply Market Abuse filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- Market Integrity (19) Apply Market Integrity filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Trade Repositories (15) Apply Trade Repositories filter
- Corporate Finance (14) Apply Corporate Finance filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- Careers (12) Apply Careers filter
- Prospectus (12) Apply Prospectus filter
- Transparency (12) Apply Transparency filter
- Short Selling (11) Apply Short Selling filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Brexit (5) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Compliance table filter Compliance table
- Guidelines & Recommendations (80) Apply Guidelines & Recommendations filter
- Opinion (61) Apply Opinion filter
- Letter (58) Apply Letter filter
- Press Release (57) Apply Press Release filter
- Statement (39) Apply Statement filter
- Final Report (36) Apply Final Report filter
- Consultation Paper (33) Apply Consultation Paper filter
- Report (32) Apply Report filter
- Investor Warning (27) Apply Investor Warning filter
- Speech (15) Apply Speech filter
- Q&A (4) Apply Q&A filter
- Technical Advice (4) Apply Technical Advice filter
- Decision (3) Apply Decision filter
- Annual Report (2) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 16/08/2012 | 2012/526 | Announcement of roundtable on materiality in financial reporting- 1 October 12 | IFRS Supervisory Convergence | Reference | PDF 100.21 KB |
||||
| 19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
||||
| 12/11/2012 | 2012/725 | European common enforcement priorities for 2012 financial statements | IFRS Supervisory Convergence | Reference | PDF 163.78 KB |
||||
| 19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
||||
| 10/11/2016 | 2013/68c | Protocol on the operation of ESMA MiFID Database final | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 333.11 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 122.41 KB |
||||
| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
||||
| 17/11/2015 | 2015/1514 | Note on MiFID-MiFIR implementation delays | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 131.7 KB |
||||
| 23/03/2015 | 2015/615 | Call for interest IPISC-CWG renewal | MiFID - Investor Protection | Reference | PDF 187.49 KB |
ESMA is today launching the process to renew the composition of the IPISC CWG. ESMA is therefore calling for expressions of interest from stakeholders. Application procedure, closing date Relevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CWG are invited to submit, in English:. A completed application form (see separate document), and. A detailed curriculum vitae (CV), preferably in the EU CV format. It is optional for applicants to attach a motivation letter (2 pages maximum).. Unclear or incomplete applications will not be considered.. Applications must be submitted by email no later than 23 April 2015 to the following email addresses: IPISC.CWG.renewal2015@esma.europa.eu | |||
| 16/11/2016 | 2016-1573 | ESMA response to the Commission Consultation on a potential EU personal pension framework | MiFID - Investor Protection | Reference | PDF 102.55 KB |
||||
| 13/10/2016 | 2016-IFRS | IFRS Foundation and ESMA statement of protocols for cooperation on International Financial Reporting Standards | Corporate Information, IAS Regulation, IFRS Supervisory Convergence | Reference | PDF 209.65 KB |
||||
| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
||||
| 04/04/2016 | 2016/216 | ToR EECS | IFRS Supervisory Convergence | Reference | PDF 103.12 KB |
||||
| 04/04/2016 | 2016/217 | ToR IFRS PG | IFRS Supervisory Convergence | Reference | PDF 95.62 KB |
||||
| 04/04/2016 | 2016/218 | ToR Audit Working Group | Audit | Reference | PDF 113.35 KB |
||||
| 04/04/2016 | 2016/225 | ToR IPISC | MiFID - Investor Protection | Reference | PDF 115.58 KB |
||||
| 02/08/2021 | CFA IPI 27/07/2021 | Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection | MiFID - Investor Protection | Reference | PDF 178.79 KB |