ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
12/07/2021 Position Limits Position Limits Opinion XLSX
58.58 KB
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

22/12/2015 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
291.93 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR , Opinion PDF
339.91 KB
10/04/2019 JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements , Technical Advice PDF
1.34 MB
10/04/2019 JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures , Technical Advice PDF
785.49 KB
27/05/2019 ESMA70-156-478 Opinion on market size calculation Opinion PDF
194.93 KB
23/11/2021 ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data , Compliance table PDF
166.17 KB
20/09/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
145.2 KB
21/03/2018 ESMA70-156-322 ESMA opinion on package orders' trading obligation under MiFID II Opinion PDF
173.17 KB
01/04/2020 ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II , Technical Advice PDF
231.84 KB
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
145.21 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
102.75 KB
22/05/2017 ESMA70-156-117 Opinion on traded on a trading venue under MiFID II Opinion PDF
155.64 KB
03/06/2020 ESMA70-156-112 Opinion on third-country trading venues for the purpose of position limits under MiFID II Opinion PDF
100.21 KB
06/08/2020 ESMA70-155-9974 Opinion on position limits on ICE Endex German Power electricity contracts Opinion PDF
247.27 KB
10/08/2017 ESMA70-155-993 ESMA Opinion on AMF position limits on rapeseed Opinion PDF
421.96 KB
10/08/2017 ESMA70-155-988 ESMA Opinion on AMF position limits on corn Opinion PDF
337.15 KB
10/08/2017 ESMA70-155-983 ESMA Opinion on AMF position limits on milling wheat Opinion PDF
348.35 KB
06/08/2020 ESMA70-155-9808 Opinion on position limits on ICE Endex Italian Power contracts Opinion PDF
287.88 KB

Pages