ESMA LIBRARY
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MiFID - Investor Protection X Audit X Corporate Finance X Warnings and publications for investors X Corporate Governance X MiFID - Secondary Markets X Securitisation X Supervisory convergence X Prospectus X Technical Advice X Reference X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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07/03/2008 | 08-003 | A Consumers' Guide to MiFID- Investing in Financial Products | Warnings and publications for investors | Reference | PDF 563.13 KB |
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07/03/2008 | 08-003 HU | A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation | Warnings and publications for investors | Reference | PDF 281.74 KB |
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07/03/2008 | 08-003 ES | A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation | Warnings and publications for investors | Reference | PDF 2.35 MB |
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07/03/2008 | 08-003 French | A Consumers' Guide to MiFID- Investing in Financial Products- French translation | Warnings and publications for investors | Reference | PDF 240.21 KB |
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07/03/2008 | 08-003 Dutch | A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation | Warnings and publications for investors | Reference | PDF 245.93 KB |
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23/05/2008 | 08-003 Finnish | A Consumer's guide to MiFID- Investing in Financial products- Finnish translation | Warnings and publications for investors | Reference | PDF 1 MB |
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31/07/2008 | 08-003 Maltese | A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation | Warnings and publications for investors | Reference | PDF 1.24 MB |
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26/08/2008 | 08-003 German | A Consumer's guide to MiIFD- Investing in Financial products- German translation | Warnings and publications for investors | Reference | PDF 380.1 KB |
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01/09/2008 | 08-003 Icelandic | A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation | Warnings and publications for investors | Reference | PDF 554.96 KB |
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30/09/2008 | 08-003 Lithuanian | A Consumer's guide to MiIFD- Investing in Financial products- Lithuanian translation | Warnings and publications for investors | Reference | PDF 3.22 MB |
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04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
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24/11/2011 | 2011/398 | Contact information for retail investors- contact points in national competent authorities | Warnings and publications for investors | Reference | PDF 100.81 KB |
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01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
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19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
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09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
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25/01/2013 | 2012/682 BG | Ръководство за инвестиране | Warnings and publications for investors | Reference | PDF 772.62 KB |
Ръководство за инвестиране |