ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/11/2000 | Fesco/99-127 | 1999-2000 Report on the activities of FESCO | CESR Archive | Annual Report | PDF 378.9 KB |
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| 07/02/2014 | 2014/154 LV | Ar ieguldījumiem sarežģītos produktos saistītie riski | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 435.59 KB |
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| 07/02/2014 | 2014/154 HU | Az összetett termékekbe történő befektetések kockázatai | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 384.08 KB |
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| 18/11/2009 | 09-782 | CESR 2009 Half-Yearly Report | CESR Archive | Annual Report | PDF 925.93 KB |
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| 26/10/2010 | 10-1027 | CESR 2010 Half-Yearly Report | CESR Archive | Annual Report | PDF 902.07 KB |
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| 01/01/2003 | 2001-2002 | CESR Annual Report for 2001-2002 | CESR Archive | Annual Report | PDF 12.39 MB |
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| 03/03/2004 | 03-396 | CESR Annual Report for 2003 | CESR Archive | Annual Report | PDF 1.54 MB |
CESR presents its Annual Report for 2003 to the European Commission, the European Parliament and the Ecofin Council. The Annual Report provides a thorough overview of the work of CESR and sets out our work plan for 2004. The report includes an explanation of the institutional framework within which CESR works and comments on the market trends of 2003. It also includes a chapter on each working group established within CESR and outlines the key points and progress made under each area. Looking to 2004, the annual report sets out the main priorities and indicates when various projects identified are expected to take place. | |||
| 07/04/2005 | 05-013 | CESR Annual Report for 2004 | CESR Archive | Annual Report | PDF 2.62 MB |
The Annual report was submitted to the European Commission and to the President of the European Parliament and the ECOFIN Council in accordance with the Article 4 of the European Commission | |||
| 26/06/2006 | 06-004 | CESR Annual Report for 2005 | CESR Archive | Annual Report | PDF 2.08 MB |
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| 28/09/2007 | 07-003 | CESR Annual Report for 2006 | CESR Archive | Annual Report | PDF 2.88 MB |
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| 25/07/2008 | 08-103 | CESR Annual Report for 2007 | CESR Archive | Annual Report | PDF 4.89 MB |
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| 27/07/2009 | 09-744 | CESR Annual Report for 2008 | CESR Archive | Annual Report | PDF 3.8 MB |
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| 18/06/2010 | 10-766 | CESR Annual Report for 2009 | CESR Archive | Annual Report | PDF 4.59 MB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
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| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
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| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
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| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
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| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |