ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
419
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Board of Appeal filter Board of Appeal
- (-) Remove Audit filter Audit
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (603) Apply Guidelines and Technical standards filter
- Post Trading (358) Apply Post Trading filter
- Fund Management (336) Apply Fund Management filter
- Corporate Disclosure (323) Apply Corporate Disclosure filter
- Press Releases (321) Apply Press Releases filter
- MiFID - Secondary Markets (319) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (240) Apply Credit Rating Agencies filter
- Corporate Information (229) Apply Corporate Information filter
- Joint Committee (228) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (194) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (181) Apply Board of Supervisors filter
- Speeches (149) Apply Speeches filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (139) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Management Board (114) Apply Management Board filter
- Supervisory convergence (111) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (106) Apply IFRS Supervisory Convergence filter
- Market Integrity (100) Apply Market Integrity filter
- Short Selling (97) Apply Short Selling filter
- IAS Regulation (82) Apply IAS Regulation filter
- Procurement (81) Apply Procurement filter
- Market Abuse (79) Apply Market Abuse filter
- Innovation and Products (75) Apply Innovation and Products filter
- Prospectus (71) Apply Prospectus filter
- Planning reporting budget (61) Apply Planning reporting budget filter
- Brexit (57) Apply Brexit filter
- Securitisation (55) Apply Securitisation filter
- International cooperation (48) Apply International cooperation filter
- COVID-19 (47) Apply COVID-19 filter
- Sustainable finance (34) Apply Sustainable finance filter
- Trade Repositories (34) Apply Trade Repositories filter
- Corporate Finance (31) Apply Corporate Finance filter
- European Single Electronic Format (31) Apply European Single Electronic Format filter
- Transparency (31) Apply Transparency filter
- Trading (30) Apply Trading filter
- Securities Financing Transactions (22) Apply Securities Financing Transactions filter
- CCP Directorate (18) Apply CCP Directorate filter
- Corporate Governance (18) Apply Corporate Governance filter
- Careers (14) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (12) Apply MiFID II: Transparency Calculations and DVC filter
- ITMG (4) Apply ITMG filter
- Crowdfunding (3) Apply Crowdfunding filter
- Vacancies (3) Apply Vacancies filter
Type of document
- Guidelines & Recommendations (77) Apply Guidelines & Recommendations filter
- Opinion (59) Apply Opinion filter
- Press Release (47) Apply Press Release filter
- Reference (45) Apply Reference filter
- Consultation Paper (32) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Letter (23) Apply Letter filter
- Statement (22) Apply Statement filter
- Decision (19) Apply Decision filter
- Speech (18) Apply Speech filter
- Final Report (17) Apply Final Report filter
- Report (12) Apply Report filter
- Compliance table (10) Apply Compliance table filter
- Q&A (5) Apply Q&A filter
- Annual Report (3) Apply Annual Report filter
- Technical Advice (3) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
||||
| 04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
||||
| 04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
||||
| 04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
||||
| 09/04/2020 | ESMA80-187-546 | Actions to mitigate the impact of COVID-19 on the EU financial markets regarding the timeliness of fulfilling external audit requirements for interest rate benchmarks under the Benchmarks Regulation | Benchmarks, COVID-19 | Statement | PDF 89.31 KB |
||||
| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
||||
| 01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
||||
| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
||||
| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
||||
| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
||||
| 27/02/2019 | BoA D 2019 01, 02, 03 and 04 | Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority | Board of Appeal | Decision | PDF 829.04 KB |
||||
| 07/02/2014 | 2014/154 LV | Ar ieguldījumiem sarežģītos produktos saistītie riski | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 435.59 KB |
||||
| 01/10/2013 | 2013/606 LT | Atlyginimų nustatymo politika ir praktika (FPRD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 268.28 KB |
||||
| 01/10/2013 | 2013/606 LV | Atlīdzības politika un prakse (FITD) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 339.96 KB |
||||
| 07/02/2014 | 2014/154 HU | Az összetett termékekbe történő befektetések kockázatai | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 384.08 KB |
||||
| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
| 01/10/2013 | 2013/606 NL | Beloningsbeleid en beloningspraktijken (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 319.71 KB |
||||
| 18/12/2017 | ESMA65-8-5306 | Benchmarks attributes | Benchmarks | Reference | PDF 229.87 KB |
||||
| 17/04/2020 | ESMA71-99-1313 | Benchmarks MoU- 30 Mar (MAS ESMA) | Benchmarks, International cooperation, Press Releases | Press Release | PDF 112.32 KB |