ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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24/07/2012 | 2011/39 | Update on measures adopted by competent authorities on short selling | CESR Archive | Statement | PDF 287.67 KB |
This is the PDF version of the statement. Please also see the word version of the statement which contains all links to the measures curretly in place. | |||
05/12/2019 | JC 2019 19 | The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral | Joint Committee, Post Trading | Statement | PDF 80.41 KB |
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11/06/2020 | ESMA70-156-3070 | Statement_Access ETDs | COVID-19, MiFID - Secondary Markets, Post Trading | Statement | PDF 112.54 KB |
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12/07/2019 | ESMA35-36-1743 | Statement Product Intervention | MiFID - Investor Protection | Statement | PDF 104.99 KB |
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15/07/2009 | 09-575 | Statement on the application of and disclosures related to the reclassification of financial instruments | CESR Archive | Statement | PDF 186.44 KB |
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11/01/2019 | ESMA33-128-577 | Statement on Securitisation implementation | Securitisation | Statement | PDF 324.46 KB |
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15/12/2017 | ESMA71-99-910 | Statement on preparatory work of the European Securities and Markets Authority in relation to CFDs and binary options offered to retail clients | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 209.47 KB |
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04/05/2020 | ESMA71-99-1324 | Statement on bilateral margin RTS amendments in response to Covid-19 | COVID-19, Joint Committee, Post Trading, Press Releases | Statement | PDF 101.16 KB |
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30/05/2018 | ESMA71-99-991 | Statement of the EBA and ESMA on the treatment of retail holdings of debt financial instruments subject to the Bank Recovery and Resolution Directive | MiFID - Investor Protection, Warnings and publications for investors | Statement | PDF 926.71 KB |
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23/11/2020 | ESAs 2020 20 | Statement ESAs propose to adapt the EMIR implementation timelines- intragroup transactions, equity options and novations to EU counterparties | Post Trading | Statement | PDF 31.24 KB |
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09/11/2020 | ESMA74-362-881 | Statement Brexit EMIR and SFTR data | Brexit, Post Trading, Securities Financing Transactions | Statement | PDF 257.04 KB |
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22/10/2004 | 04-561 | Standards for securities clearing and settlement systems in the European Union | CESR Archive | CESR Document | PDF 531.56 KB |
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08/07/2002 | 02-086b | Standards for Alternative Trading Systems | CESR Archive | CESR Document | PDF 124.16 KB |
CESR published today common European Standards for Alternative Trading Systems (ATSs). This paper sets outs standards for ATSs in the European Economic Area (EEA) with a view to providing appropriate regulation of investments firms operating ATSs under the current ISD. It builds on FESCO's report to the European Commission on the Regulation of Alternative Trading Systems in Europe, which was published in September 2000. Also published today was a feedback statement summarising the responses received in the final round of consultation (Ref. CESR/02-087b) | |||
22/04/2004 | 04-045b | Standard No. 2 on Financial Information- Co-ordination of enforcement activities- Feedback Statement | CESR Archive | CESR Document | PDF 96.23 KB |
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22/04/2004 | 03-317c | Standard No. 2 on Financial Information- Co-ordination of enforcement activities | CESR Archive | CESR Document | PDF 90.15 KB |
CESR releases today the standard on the organisation of greater co-ordination of enforcement activities by supervisors of financial information in Europe | |||
01/03/2003 | 03-073 | Standard No. 1 on Financial Information | CESR Archive | CESR Document | PDF 147.6 KB |
During the seventh meeting of CESR held in Paris on 21 March 2003, the first CESR standard on Financial Information: Enforcement of standards on financial information in Europe was approved. The standard is being published today along with a feedback statement summarising the responses received during the consultation process (Ref. CESR/03-074). The standard represents a significant part of CESR\'s contribution to the task of developing and implementing a common approach to the enforcement of International Financial Reporting Standards (IFRS) in Europe. The feedback statement can be viewed under the heading "Recent Publications". | |||
09/04/2002 | 02-020b | Stabilisation and Allotment – European Supervisory Approach | CESR Archive | CESR Document | PDF 93.51 KB |
This paper provides harmonised standards for stabilisation practices in the context of a public offer and an harmonised disclosure regime for the Allotment of securities as well as some basic principles of the Allotment process. This work has not been elaborated under a formal mandate of the EU Commission in the context of the future Directives on Insider Dealing and Market Manipulation or the future Directive on Prospectuses. However, these standards represent an important "acquis" for any future work to be undertaken on the same subject. A summary of the responses to the second consultation (Ref. CESR/02-060) is published in the "Recent Publications". | |||
13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
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06/05/2020 | ESMA35-43-2391 | Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity | COVID-19, MiFID - Investor Protection | Statement | PDF 118.75 KB |
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29/05/2007 | 07-337 | Recommendations- The passport under MiFID | CESR Archive | CESR Document | PDF 129.31 KB |