ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/08/2022 ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms , Compliance table PDF
174.28 KB
25/07/2022 ESMA24-436-1333 ESMA Opinion on 2020 Discharge Report , Opinion PDF
103.55 KB
21/07/2022 ESMA35-36-2621 Final report EBA-ESMA on SREP guidelines under IFD Final Report PDF
1.43 MB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
15/07/2022 ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation , Final Report PDF
411.44 KB
23/06/2022 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
188.98 KB
23/06/2022 ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD , Compliance table PDF
199.22 KB
15/06/2022 ESMA22-439-962 2021 Annual Report , , , Annual Report PDF
10.64 MB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
31/05/2022 ESMA34-45-1673 Final report- On the 2021 CSA on costs and fees Final Report PDF
243.65 KB
24/05/2022 ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Final Report PDF
282.7 KB
19/05/2022 ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Final Report PDF
235.72 KB
16/05/2022 ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data , Compliance table PDF
168.74 KB
13/05/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
225.5 KB
02/05/2022 ESMA70-449-501 Opinion ITS insider lists , , , Opinion PDF
1.76 MB
02/05/2022 ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers , , , Opinion PDF
849.59 KB
29/04/2022 ESMA35-42-1227 Technical Advice on retail investor protection Final Report PDF
646.19 KB
20/04/2022 ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds , Compliance table PDF
192.62 KB

Pages