ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
136
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Brexit filter Brexit
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Transparency filter Transparency
- (-) Remove Audit filter Audit
- Press Releases (323) Apply Press Releases filter
- CESR Archive (250) Apply CESR Archive filter
- Credit Rating Agencies (65) Apply Credit Rating Agencies filter
- Post Trading (49) Apply Post Trading filter
- Guidelines and Technical standards (43) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (36) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (34) Apply Corporate Disclosure filter
- Joint Committee (31) Apply Joint Committee filter
- Board of Supervisors (29) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (28) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Supervisory convergence (28) Apply Supervisory convergence filter
- Corporate Information (26) Apply Corporate Information filter
- IFRS Supervisory Convergence (25) Apply IFRS Supervisory Convergence filter
- Management Board (23) Apply Management Board filter
- Benchmarks (14) Apply Benchmarks filter
- Innovation and Products (12) Apply Innovation and Products filter
- Prospectus (12) Apply Prospectus filter
- Market Abuse (11) Apply Market Abuse filter
- Market Integrity (11) Apply Market Integrity filter
- Short Selling (10) Apply Short Selling filter
- CCP Directorate (9) Apply CCP Directorate filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (9) Apply Sustainable finance filter
- Securitisation (7) Apply Securitisation filter
- Planning reporting budget (6) Apply Planning reporting budget filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- Corporate Governance (5) Apply Corporate Governance filter
- COVID-19 (4) Apply COVID-19 filter
- IAS Regulation (4) Apply IAS Regulation filter
- Board of Appeal (3) Apply Board of Appeal filter
- International cooperation (3) Apply International cooperation filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market data (2) Apply Market data filter
- Trading (2) Apply Trading filter
- Corporate Finance (1) Apply Corporate Finance filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (188) Apply Guidelines & Recommendations filter
- Reference (125) Apply Reference filter
- Consultation Paper (77) Apply Consultation Paper filter
- Opinion (72) Apply Opinion filter
- Statement (68) Apply Statement filter
- Letter (53) Apply Letter filter
- Final Report (45) Apply Final Report filter
- Speech (38) Apply Speech filter
- Report (33) Apply Report filter
- Investor Warning (27) Apply Investor Warning filter
- Q&A (14) Apply Q&A filter
- Decision (7) Apply Decision filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (3) Apply Annual Report filter
- SMSG Advice (3) Apply SMSG Advice filter
- CESR Document (2) Apply CESR Document filter
Your filters
MiFID - Investor Protection X Audit X Transparency X Brexit X Trade Repositories X Fund Management X Technical Advice X Compliance table X Press Release X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/12/2016 | 2016/1682 | 2016-1682 Press Release on Feedback Statement on ESEF | Corporate Disclosure, European Single Electronic Format, Press Releases, Transparency | Press Release | PDF 225.03 KB |
||||
| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 21/03/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 190.47 KB |
||||
| 19/01/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 140.42 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
| 26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |
||||
| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |