ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Audit X Brexit X Corporate Finance X Warnings and publications for investors X Corporate Governance X Prospectus X Market Integrity X Technical Advice X Technical Standards X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 06/08/2019 | ESMA74-361-85 | DSC DAG application form | Market Integrity | Reference | DOCX 38.58 KB |
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| 06/08/2019 | ESMA74-361-75 | Call for interest DAG members | Market Integrity, Trading | Reference | PDF 167.88 KB |
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| 06/12/2017 | ESMA71-99-669 | ESMA MIFID and MAR Data Systems | Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 208.06 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 27/03/2018 | ESMA71-98-125 | FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors | MiFID - Investor Protection | Reference | PDF 389.95 KB |
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| 06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
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| 27/05/2019 | ESMA70-145-1399 | Response form for consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories | Market Integrity, Post Trading | Reference | DOCX 754.45 KB |
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| 27/05/2019 | ESMA70-145-1398 | IT_templates | Market Integrity, Post Trading | Reference | XLS 166.5 KB |
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| 27/05/2019 | ESMA70-145-1397 | TRs IC_templates | Market Integrity, Post Trading | Reference | XLS 80 KB |
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| 27/05/2019 | ESMA70-145-1396 | GOV_BUS_FIN_FEE_templates | Market Integrity, Post Trading | Reference | XLS 123 KB |
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| 27/05/2019 | ESMA70-145-1395 | DATA_templates TRs | Market Integrity, Post Trading | Reference | XLS 92.5 KB |
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| 18/05/2018 | ESMA70-144-58 | MISC Terms of Reference | Market Integrity | Reference | PDF 174.55 KB |
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| 12/04/2018 | ESMA43-318-1464 | Unauthorised use of ESMA’s identity and logo by a named individual | Warnings and publications for investors | Reference | PDF 300.86 KB |
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| 13/09/2017 | ESMA43-318-1079 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information, Warnings and publications for investors | Reference | PDF 241.2 KB |
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| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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| 30/04/2019 | ESMA35-43-1912 | CFD Renewal 3- Notice | MiFID - Investor Protection | Reference | PDF 183.2 KB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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