ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
52
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Audit filter Audit
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Short Selling filter Short Selling
- (-) Remove Corporate Governance filter Corporate Governance
- Corporate Disclosure (167) Apply Corporate Disclosure filter
- CESR Archive (86) Apply CESR Archive filter
- IAS Regulation (72) Apply IAS Regulation filter
- Post Trading (48) Apply Post Trading filter
- Fund Management (25) Apply Fund Management filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Joint Committee (18) Apply Joint Committee filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Prospectus (8) Apply Prospectus filter
- Corporate Information (7) Apply Corporate Information filter
- Transparency (7) Apply Transparency filter
- Innovation and Products (6) Apply Innovation and Products filter
- Securitisation (4) Apply Securitisation filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Abuse (3) Apply Market Abuse filter
- Market Integrity (3) Apply Market Integrity filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Benchmarks (1) Apply Benchmarks filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- CCP Directorate (1) Apply CCP Directorate filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Technical Advice filter Technical Advice
- Opinion (172) Apply Opinion filter
- Reference (165) Apply Reference filter
- Guidelines & Recommendations (110) Apply Guidelines & Recommendations filter
- Investor Warning (92) Apply Investor Warning filter
- Press Release (81) Apply Press Release filter
- Statement (67) Apply Statement filter
- Consultation Paper (56) Apply Consultation Paper filter
- Final Report (33) Apply Final Report filter
- Speech (30) Apply Speech filter
- Report (16) Apply Report filter
- Compliance table (15) Apply Compliance table filter
- Decision (14) Apply Decision filter
- Q&A (14) Apply Q&A filter
- Technical Standards (9) Apply Technical Standards filter
- Annual Report (5) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X Audit X Brexit X Corporate Finance X Warnings and publications for investors X Corporate Governance X MiFID - Secondary Markets X Short Selling X Technical Advice X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2018 | Reply to ESMA70-154-5851 | Letter from Commission VP Dombrovskis answer to ESMA letter on MiFID II ancillary activity (ESMA70-154-5851) | MiFID - Secondary Markets | Letter | PDF 743.74 KB |
||||
| 14/02/2017 | ESMA70-872942901-19 | Letter- MiFID II SIs operating broker crossing networks | MiFID - Secondary Markets | Letter | PDF 212.81 KB |
||||
| 27/03/2019 | ESMA70-156-907 | Letter Chair to EU Commission on the MiFID Review Reports | MiFID - Secondary Markets | Letter | PDF 136.73 KB |
||||
| 21/09/2018 | ESMA70-156-780 | ESMA Letter on EC proposal to endorse RTS 1 amendments | MiFID - Secondary Markets | Letter | PDF 56.42 KB |
||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 24/09/2019 | ESMA70-156-1616 | Response to O. Guersent on the postponement first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 84.53 KB |
||||
| 28/06/2017 | ESMA70-156-158 | Letter to co-legislators on MiFID II implementation | MiFID - Secondary Markets | Letter | PDF 124.39 KB |
||||
| 26/06/2019 | ESMA70-156-1432 | Letter Chair to O Guersent- Postponement of the first RTS 2 annual report | MiFID - Secondary Markets | Letter | PDF 35.78 KB |
||||
| 10/04/2018 | ESMA70-154-5851 | Letter to Commission VB Dombrovskis on MiFID II ancillary activity | MiFID - Secondary Markets | Letter | PDF 47.07 KB |
||||
| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
||||
| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
||||
| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 16/07/2018 | ESMA33-128-504 | Letter to DG FISMA on STS Notification and Verificaion | Corporate Finance | Letter | PDF 217.43 KB |
||||
| 26/07/2017 | ESMA32-62-91 | Comment letter to the IAASB on ISA 540 Auditing accounting estimates | Audit, Corporate Disclosure | Letter | PDF 361.8 KB |
||||
| 27/05/2019 | ESMA32-62-126 | letter to IAASB- proposed strategy for 2020-2023 and work plan for 2020-2021 | Audit | Letter | PDF 178.15 KB |
||||
| 16/02/2021 | ESMA32-339-151 | Letter IFRS IC TLTRO III | Corporate Finance | Letter | PDF 436.9 KB |
||||
| 13/07/2018 | ESMA31-59-995 | ESMA letter to EC on PR Level 1 | Corporate Finance | Letter | PDF 213.67 KB |
||||
| 31/01/2020 | ESMA31-59-1451 | Letter to EC concerning ESMA's techical advice on general equivalence criteria for prospectuses | Corporate Finance | Letter | PDF 117.07 KB |