ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
165
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Brexit filter Brexit
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Audit filter Audit
- Post Trading (95) Apply Post Trading filter
- CESR Archive (86) Apply CESR Archive filter
- Corporate Information (80) Apply Corporate Information filter
- Board of Supervisors (58) Apply Board of Supervisors filter
- Fund Management (51) Apply Fund Management filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- Planning reporting budget (42) Apply Planning reporting budget filter
- International cooperation (40) Apply International cooperation filter
- Credit Rating Agencies (39) Apply Credit Rating Agencies filter
- Risk Analysis & Economics - Markets Infrastructure Investors (37) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (36) Apply Corporate Disclosure filter
- Joint Committee (33) Apply Joint Committee filter
- Securitisation (28) Apply Securitisation filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Innovation and Products (20) Apply Innovation and Products filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Market Abuse (16) Apply Market Abuse filter
- Market Integrity (15) Apply Market Integrity filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Transparency (13) Apply Transparency filter
- Benchmarks (12) Apply Benchmarks filter
- Careers (12) Apply Careers filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Prospectus (11) Apply Prospectus filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Short Selling (10) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- Trade Repositories (9) Apply Trade Repositories filter
- CCP Directorate (7) Apply CCP Directorate filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- ITMG (4) Apply ITMG filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- Speeches (3) Apply Speeches filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Technical Standards filter Technical Standards
- Opinion (133) Apply Opinion filter
- Investor Warning (92) Apply Investor Warning filter
- Guidelines & Recommendations (86) Apply Guidelines & Recommendations filter
- Press Release (74) Apply Press Release filter
- Statement (60) Apply Statement filter
- Consultation Paper (51) Apply Consultation Paper filter
- Letter (45) Apply Letter filter
- Final Report (28) Apply Final Report filter
- Speech (28) Apply Speech filter
- Report (16) Apply Report filter
- Compliance table (14) Apply Compliance table filter
- Q&A (12) Apply Q&A filter
- Decision (7) Apply Decision filter
- Annual Report (5) Apply Annual Report filter
- Technical Advice (4) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X Audit X Brexit X Corporate Finance X Warnings and publications for investors X Corporate Governance X MiFID - Secondary Markets X Technical Standards X Reference X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
19/07/2013 | MOU ACER ESMA | MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market | MiFID - Secondary Markets | Reference | PDF 207.61 KB |
||||
03/03/2016 | Mifid mapping | Mapping- fields in MiFID systems | MiFID - Secondary Markets | Reference | XLSX 9.54 KB |
This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/ |
|||
01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
||||
29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
||||
06/12/2017 | ESMA71-99-669 | ESMA MIFID and MAR Data Systems | Market Abuse, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 208.06 KB |
||||
02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
||||
27/03/2018 | ESMA71-98-125 | FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors | MiFID - Investor Protection | Reference | PDF 389.95 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
09/11/2018 | ESMA70-156-785 Reply form | Reply form for the Call for evidence on periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | DOCX 772.02 KB |
||||
09/11/2018 | ESMA70-156-785 | Call for evidence periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | PDF 537.4 KB |
||||
21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
13/07/2018 | ESMA70-156-471 | Response form for the Consultation Paper on the Amendment to RTS 11 (ESMA70-156-357) | MiFID - Secondary Markets | Reference | DOCX 772.08 KB |
||||
18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |
||||
06/11/2020 | ESMA70-156-3882 | Response Form CP Guidelines on market data | MiFID - Secondary Markets | Reference | DOCX 759.82 KB |
||||
28/09/2020 | ESMA70-156-3844 | Response form- CP on the functioning of OTFs | MiFID - Secondary Markets, Trading | Reference | DOCX 753.44 KB |
||||
22/12/2020 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 172.6 KB |
||||
06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
||||
23/01/2018 | ESMA70-156-275RF | Reply Form to ESMA70-156-275 | MiFID - Secondary Markets | Reference | DOCX 763.24 KB |