ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 27/03/2018 | ESMA71-98-125 | FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors | MiFID - Investor Protection | Reference | PDF 389.95 KB |
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| 12/04/2018 | ESMA43-318-1464 | Unauthorised use of ESMA’s identity and logo by a named individual | Warnings and publications for investors | Reference | PDF 300.86 KB |
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| 13/09/2017 | ESMA43-318-1079 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information, Warnings and publications for investors | Reference | PDF 241.2 KB |
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| 30/04/2019 | ESMA35-43-1912 | CFD Renewal 3- Notice | MiFID - Investor Protection | Reference | PDF 183.2 KB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 01/10/2018 | ESMA35-43-1391 | Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options | MiFID - Investor Protection | Reference | PDF 98.36 KB |
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| 13/11/2018 | ESMA35-43-1206 | MiFID II Supervisory Briefing on Suitability | MiFID - Investor Protection | Reference | PDF 557.16 KB |
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| 01/06/2018 | ESMA35-43-1135 | Notice of ESMA's Product Intervention Decisions on CFDs and binary options | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 241.42 KB |
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| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
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| 04/04/2019 | ESMA35-36-1640 | MiFID II Supervisory Briefing on Appropriateness | MiFID - Investor Protection | Reference | PDF 326.68 KB |
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| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
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| 04/06/2019 | ESMA35-30-658 | ESMA35-30-658 IPISC CWG CALL FOR INTEREST | MiFID - Investor Protection | Reference | PDF 162.62 KB |
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| 18/05/2018 | ESMA35-30-643 | IPISC Terms of Reference | MiFID - Investor Protection | Reference | PDF 152.35 KB |
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| 17/03/2017 | esma35-30-479 | IPISC CWG Application form 2017 | MiFID - Investor Protection | Reference | DOCX 211.55 KB |
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| 06/11/2020 | ESMA32-65-293 | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 35.57 KB |