ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
129
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Brexit filter Brexit
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- Supervisory convergence (8) Apply Supervisory convergence filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Transparency (3) Apply Transparency filter
- Corporate Information (2) Apply Corporate Information filter
- Joint Committee (2) Apply Joint Committee filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Innovation and Products (1) Apply Innovation and Products filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
Type of document
- (-) Remove CESR Document filter CESR Document
- (-) Remove Q&A filter Q&A
- Press Release (366) Apply Press Release filter
- Final Report (342) Apply Final Report filter
- Consultation Paper (258) Apply Consultation Paper filter
- Reference (224) Apply Reference filter
- Guidelines & Recommendations (123) Apply Guidelines & Recommendations filter
- Letter (120) Apply Letter filter
- Opinion (70) Apply Opinion filter
- Statement (69) Apply Statement filter
- Speech (48) Apply Speech filter
- Decision (35) Apply Decision filter
- Report (30) Apply Report filter
- Annual Report (26) Apply Annual Report filter
- Investor Warning (26) Apply Investor Warning filter
- Technical Advice (17) Apply Technical Advice filter
- Compliance table (12) Apply Compliance table filter
- Technical Standards (8) Apply Technical Standards filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
Your filters
MiFID - Investor Protection X Audit X Brexit X Corporate Finance X Prospectus X International cooperation X Board of Appeal X Credit Rating Agencies X CESR Archive X Market Abuse X CESR Document X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 17/02/2020 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 401.67 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 18/02/2020 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 679.18 KB |
||||
| 20/12/2010 | CESR/10-1321 | CESR’s template for the Key Investor Information document | CESR Archive | CESR Document | PDF 108.44 KB |
||||
| 28/06/2005 | CESR-CFTC Feedback | Feedback Statement on the Proposed Work Program to Facilitate Trans-Atlantic Derivatives Business | CESR Archive | CESR Document | PDF 70.23 KB |
||||
| 30/04/2008 | 3L3 IA guidelines | Impact assessment guidelines for EU Lamfalussy level 3 committees | CESR Archive | CESR Document | PDF 629.67 KB |
||||
| 30/04/2008 | 3L3 IA FS | Feedback statement- Impact assessment guidelines for EU Lamfalussy level 3 Committees | CESR Archive | CESR Document | PDF 170.64 KB |
||||
| 24/09/2008 | 3L3 19/09 M&A | Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 | CESR Archive | CESR Document | PDF 237.02 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
| 19/05/2010 | 10/049 | Guidelines- Common definition of European money market funds | CESR Archive | CESR Document | PDF 206.83 KB |
||||
| 30/08/2010 | 10-945 | CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 | CESR Archive | CESR Document | PDF 258.93 KB |
||||
| 30/08/2010 | 10-944 | CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation | CESR Archive | CESR Document | PDF 272.32 KB |