ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/06/2020 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
102.09 KB
05/06/2020 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
268.59 KB
05/06/2020 ESMA42-111-4966 ESMA Peer Review Methodology Reference PDF
312.79 KB

This document replaces the previous version of the Peer Review Methodology

04/06/2020 ESMA71-99-1339 ESMA promotes convergence in the supervision of costs in UCITS and AIFs , Press Release PDF
85.27 KB
04/06/2020 ESMA34-39-1042 Supervisory briefing on the supervision of costs in UCITS and AIFs , Report PDF
162.41 KB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
03/06/2020 ESMA70-156-112 Opinion on third-country trading venues for the purpose of position limits under MiFID II Opinion PDF
100.23 KB
03/06/2020 ESMA70-154-165 Opinion on third-country trading venues for the purpose of transparency under MiFID II / MiFIR Opinion PDF
103.57 KB
03/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
61.55 KB
03/06/2020 ESMA71-99-1334 ESMA consults on cloud outsourcing guidelines Press Release PDF
95.46 KB
03/06/2020 ESMA50-164-3342 response form Draft Guidelines on Outsourcing to Cloud Service Providers- response form Reference DOCX
746.76 KB
03/06/2020 ESMA50-164-3342 Draft Guidelines on Outsourcing to Cloud Service Providers Consultation Paper PDF
390.7 KB
29/05/2020 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Q&A PDF
952 KB
29/05/2020 ESMA70-872942901-38 Q&A on MiFID II and MiFIR market structures topics Q&A PDF
537.51 KB
29/05/2020 ESMA22-106-2386 Summary of Conclusions Board of Supervisors conference call- 5 May 2020 Summary of Conclusions PDF
186.36 KB
29/05/2020 ESMA22-106-2358 Summary of Conclusions Board of Supervisors conference call- 29 April 2020 Summary of Conclusions PDF
0 bytes
28/05/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1014.59 KB
28/05/2020 ESMA22-106-2088 Summary of Conclusions Board of Supervisors conference call- 29 January 2020 Summary of Conclusions PDF
317.5 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
15/05/2020 ESMA22-106-2359 Summary of Conclusions Board of Supervisors conference call- 22 April 2020 Summary of Conclusions PDF
178.35 KB

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