ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 01/10/2014 | 2014/1200 | 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Reference | PDF 500.54 KB |
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources. | |||
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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| 27/01/2017 | ESMA20-839860843-411 | 2017 Regulatory Work Programme | Board of Supervisors, Planning reporting budget | Reference | PDF 80.05 KB |
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| 07/02/2018 | ESMA20-95-823 | 2018 Regulatory Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 251.91 KB |
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| 01/12/2017 | ESMA22-106-484 | 2018 SMSG application form | Board of Supervisors, Securities and Markets Stakeholder Group | Reference | DOCX 39.24 KB |
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| 03/10/2018 | ESMA20-95-933 | 2019 Work Programme | Board of Supervisors, Corporate Information, Planning reporting budget | Reference | PDF 470.98 KB |
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| 01/10/2019 | ESMA20-95-1132 | 2020 Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Reference | PDF 543.97 KB |
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| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
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| 07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
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| 07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
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| 09/01/2019 | ESMA50-157-1384 | Annex- Legal qualification of crypto-assets – survey to NCAs | Innovation and Products | Reference | PDF 905.31 KB |
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| 27/03/2020 | ESMA31-69-263 | Application form CSFC CWG | Corporate Finance | Reference | DOCX 40.09 KB |
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| 04/12/2017 | ESMA31-69-163 FORM | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 34.73 KB |
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| 06/11/2020 | ESMA32-65-293 | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 35.57 KB |