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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates Joint Committee, MiFID - Investor Protection Reference PDF
146.29 KB
01/10/2014 2014/1200 2015 Work Programme Corporate Information, Management Board, Board of Supervisors Reference PDF
500.54 KB		 The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
10/10/2014 JC/2014/74 2015 Work Programme of the Joint Committee of the European Supervisory Authorities Joint Committee Reference PDF
241.51 KB
28/09/2015 2015/1469 2015-1469- Investment Firms briefing MiFID - Secondary Markets, Press Releases Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing MiFID - Secondary Markets, Press Releases Reference PDF
307.12 KB
05/10/2015 JC/2015/055 2016 Work Programme of the Joint Committee of the European Supervisory Authorities Joint Committee Reference PDF
249.68 KB
05/10/2015 JC/2015/055 2016 Work Programme of the Joint Committee of the European Supervisory Authorities Joint Committee Reference PDF
249.68 KB		 The Joint Committee of the European Supervisory Authorities in 2016 will continue to prioritise consumer protection – in particular the work on Packaged Retail and Insurance-based Investment Products (PRIIPs), and cross-sectoral risk analysis. Moreover, it will proceed with the joint regulatory work already underway in areas such as anti-money laundering, financial conglomerates and securitisation while being prepared to address any new developments in the European regulatory field if necessary.
16/12/2016 2016/1669 2016-1669 Q&A on AIFMD Fund Management Q&A PDF
436.68 KB
27/01/2017 ESMA20-839860843-411 2017 Regulatory Work Programme Board of Supervisors, Planning reporting budget Reference PDF
80.05 KB
07/02/2018 ESMA20-95-823 2018 Regulatory Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
251.91 KB
01/12/2017 ESMA22-106-484 2018 SMSG application form Board of Supervisors, Securities and Markets Stakeholder Group Reference DOCX
39.24 KB
03/10/2018 ESMA20-95-933 2019 Work Programme Board of Supervisors, Corporate Information, Planning reporting budget Reference PDF
470.98 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
543.97 KB
26/03/2018 ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options MiFID - Investor Protection Reference PDF
202.01 KB
07/03/2017 FI17 Agenda Financial Innovation Day 2017 Innovation and Products Reference PDF
598.1 KB
07/01/2016 2015/1914 Agenda for ESMA FI Day Innovation and Products Reference PDF
170.52 KB
20/02/2020 ESMA34-32-418 AIFMD MoUs signed by the EU authorities Fund Management, International cooperation Reference XLSX
50.31 KB
23/09/2014 2013/1358 AIFMD reporting IT technical guidance (rev 4) [updated] Fund Management Reference ZIP
155.52 KB		 The IT technical guidance (2013/1358) contains the following set of documents: IT technical guidance in which is included the description of changes performed on the technical guidance and/or XSD documents in sheet “change history. XML samples for AIFM and AIF reports Excel version of Annex III – “Table of geographical areas” Previous version of XSD documents (Version 1.1) The current IT technical guidance revision 4 contains modifications on the IT technical guidance to take into account the last published version of Questions and Answers (Q&A) on the application of the AIFMD (2014/868) as well as some clarifications and correction of inconsistencies with XSD documents. Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.
15/11/2013 2013/1586 AIFMD Reporting- Annex 2-Tables 1-7 Fund Management Reference XLSX
30.46 KB		 Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu.
25/03/2014 2013/1361 AIFMD- Reporting- XML documents- V1.2 [updated] Fund Management Reference ZIP
32.73 KB		 The description of changes performed on the xsd documents and IT technical guidance are included in the IT technical guidance (2013/1358) in sheet “change history. Each new version of xsd will increment the version number (from 1.1 to 1.2 version for example). Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.

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