ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
16
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Brexit filter Brexit
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Transparency filter Transparency
- Corporate Information (78) Apply Corporate Information filter
- CESR Archive (24) Apply CESR Archive filter
- MiFID - Secondary Markets (9) Apply MiFID - Secondary Markets filter
- Post Trading (9) Apply Post Trading filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Fund Management (6) Apply Fund Management filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Market Abuse (3) Apply Market Abuse filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Benchmarks (2) Apply Benchmarks filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Market Integrity (2) Apply Market Integrity filter
- Prospectus (2) Apply Prospectus filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Short Selling (2) Apply Short Selling filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Q&A filter Q&A
- Press Release (327) Apply Press Release filter
- Reference (161) Apply Reference filter
- Guidelines & Recommendations (146) Apply Guidelines & Recommendations filter
- Letter (103) Apply Letter filter
- Statement (89) Apply Statement filter
- Summary of Conclusions (72) Apply Summary of Conclusions filter
- Opinion (65) Apply Opinion filter
- Consultation Paper (53) Apply Consultation Paper filter
- Final Report (48) Apply Final Report filter
- Speech (36) Apply Speech filter
- Report (34) Apply Report filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (24) Apply Decision filter
- Compliance table (11) Apply Compliance table filter
- Technical Advice (6) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
MiFID - Investor Protection X Innovation and Products X IAS Regulation X MiFID II: Transparency Calculations and DVC X Press Releases X Board of Supervisors X Joint Committee X Transparency X Brexit X Q&A X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 14/06/2017 | ESMA20-95-590 | Annual Report 2016 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 2.94 MB |
Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly |
|||
| 19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 29/03/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 883 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |