ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Press Releases filter Press Releases
- Credit Rating Agencies (18) Apply Credit Rating Agencies filter
- Board of Appeal (16) Apply Board of Appeal filter
- Management Board (12) Apply Management Board filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Short Selling (9) Apply Short Selling filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Corporate Information (8) Apply Corporate Information filter
- CESR Archive (7) Apply CESR Archive filter
- Joint Committee (7) Apply Joint Committee filter
- Market Integrity (7) Apply Market Integrity filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- COVID-19 (5) Apply COVID-19 filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Brexit (2) Apply Brexit filter
- Careers (2) Apply Careers filter
- Market Abuse (2) Apply Market Abuse filter
- Prospectus (2) Apply Prospectus filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Procurement (1) Apply Procurement filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Q&A filter Q&A
- Press Release (313) Apply Press Release filter
- Reference (128) Apply Reference filter
- Letter (86) Apply Letter filter
- Guidelines & Recommendations (76) Apply Guidelines & Recommendations filter
- Summary of Conclusions (66) Apply Summary of Conclusions filter
- Opinion (59) Apply Opinion filter
- Statement (55) Apply Statement filter
- Speech (30) Apply Speech filter
- Consultation Paper (28) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Final Report (22) Apply Final Report filter
- Report (22) Apply Report filter
- Compliance table (9) Apply Compliance table filter
- Annual Report (6) Apply Annual Report filter
- Technical Advice (5) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
MiFID - Investor Protection X Innovation and Products X IAS Regulation X MiFID II: Transparency Calculations and DVC X Press Releases X Board of Supervisors X Corporate Finance X Q&A X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/07/2016 | 2016/1131 | BoS Decision on Fitch Ratings Limited 21 July 2016 | Credit Rating Agencies, Press Releases | Decision | PDF 108.21 KB |
||||
| 31/01/2019 | ESMA35-43-1562 | CFD Renewal Decision (2) Notice | MiFID - Investor Protection | Decision | PDF 103.92 KB |
encsdadeelesetfifrhrhuitltlvmtnlplplptroskslsv | |||
| 31/10/2018 | ESMA35-43-1397 | CFD Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 101.55 KB |
enenenenenenenenenenenenenenenenenenenenenen | |||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 21/12/2018 | ESMA35-43-1533 | ESMA35-43-1533 Binary Options Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 83.04 KB |
enenenenfrenelenethrhuitltlvmtnlplptroskslsv | |||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |