ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/10/2021 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
138.85 KB
01/10/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
278.69 KB
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01/10/2021 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
163.99 KB
30/09/2021 ESMA80-196-5819 Opinion on improving access to and use of credit ratings Opinion PDF
331.84 KB
13/09/2021 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
160.49 KB
12/07/2021 Position Limits Position Limits Opinion XLSX
58.58 KB
12/07/2021 ESMA70-155-12008 Opinion on position limits on ICE Endex Dutch TTF gas contracts Opinion PDF
324.86 KB
12/07/2021 ESMA70-155-12003 Opinion on position limits on EEX TTF gas contracts Opinion PDF
315.18 KB
12/07/2021 ESMA70-155-12026 Opinion on position limits on EEX NCG gas contracts Opinion PDF
325.88 KB
08/06/2021 ESMA35-43-2524 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM Opinion PDF
267.28 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
08/03/2021 ESMA70-155-11742 OPINION on position limits on PXE Czech Financial Baseload contracts Opinion PDF
279.96 KB
08/03/2021 ESMA70-155-11701 OPINION on position limits on OMIP SPEL Base contracts Opinion PDF
252.26 KB
08/03/2021 ESMA70-155-11682 OPINION on position limits on MEFFPOWER Baseload contracts Opinion PDF
278 KB
08/03/2021 ESMA70-155-11746 OPINION on position limits on EEX Italian Power Base contracts Opinion PDF
239 KB
08/03/2021 ESMA70-155-11743 OPINION on position limits on EEX French Power Base contracts Opinion PDF
283.82 KB
08/03/2021 ESMA70-155-11738 OPINION on position limits on EEX Spanish Power Base contracts Opinion PDF
242.45 KB
24/02/2021 ESMA70-156-3926 Annual Report 2020 Non-equity Waivers and Deferrals Annual Report PDF
2.44 MB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
226.56 KB
03/02/2021 ESMA70-155-11512 OPINION on position limits on ICE Endex NCG natural gas contracts Opinion PDF
256.62 KB

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